Filing Details
- Accession Number:
- 0000950170-24-026435
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-03-05 18:00:42
- Reporting Period:
- 2021-10-05
- Accepted Time:
- 2024-03-05 18:00:42
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1618732 | Nutanix Inc. | NTNX | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1224095 | J Steven Gomo | C/O Nutanix, Inc. 1740 Technology Dr., Suite 150 San Jose CA 95110 | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Disposition | 2021-10-05 | 80 | $0.00 | 32,462 | No | 4 | G | Indirect | by Trust 1 |
| Class A Common Stock | Disposition | 2021-10-06 | 3,200 | $0.00 | 29,262 | No | 4 | G | Indirect | by Trust 1 |
| Class A Common Stock | Disposition | 2021-10-25 | 300 | $0.00 | 28,962 | No | 4 | G | Indirect | by Trust 1 |
| Class A Common Stock | Disposition | 2024-03-01 | 25,000 | $64.11 | 3,962 | No | 4 | S | Indirect | by Trust 1 |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | G | Indirect | by Trust 1 |
| No | 4 | G | Indirect | by Trust 1 |
| No | 4 | G | Indirect | by Trust 1 |
| No | 4 | S | Indirect | by Trust 1 |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common Stock | 96,200 | Indirect | by Trust 2 |
| Class A Common Stock | 6,088 | Direct |
Footnotes
- Reflects a gift to a donor advised fund that was not previously reported.
- Includes an aggregate of 32,462 shares transfered from the Reporting Person to The Steven & Chris Gomo Trust ("Trust 1"). Such transfers did not change the Reporting Person's pecuniary interest in the securities, and the Reporting Person's ownership changed from direct to indirect ownership. The Reporting Person's Form 4 filed on December 12, 2023 overreported the amount of shares beneficially owned by 9 shares. The Reporting Person's beneficial ownership has been corrected on this Form 4.
- The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $64.10 to $64.21 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- Reflects total number of shares held by Trust 1 as of the date of this report, following the transfers reflected in footnotes 1, 2 , 3 and 5.
- Includes an aggregate of 96,200 shares transferred from Trust 1 to The Chris Gomo Legacy Trust ("Trust 2") on December 8, 2021. Such transfer did not change the Reporting Person's pecuniary interest in the securities.
- Reflects shares that the Reporting Person will receive upon the settlement of restricted stock units ("RSUs"), which will vest in full on the earlier of (i) the day prior to the next annual meeting of the Issuer's shareholders held after the date of grant or (ii) the one-year anniversary of the date of grant, in each case, subject to the Reporting Person continuing to provide service to the Issuer through the applicable vesting date. Each RSU represents a contingent right to receive one share of Issuer's Class A common stock.
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