Filing Details
- Accession Number:
- 0000950170-24-026424
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-03-05 18:00:21
- Reporting Period:
- 2024-03-04
- Accepted Time:
- 2024-03-05 18:00:21
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1653087 | Alector Inc. | ALEC | Biological Products, (No Disgnostic Substances) (2836) | 822933343 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1757770 | Arnon Rosenthal | C/O Alector, Inc. 131 Oyster Point Blvd., Suite 600 South San Francisco CA 94080 | Chief Executive Officer | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2024-03-04 | 18,837 | $6.92 | 2,000,380 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,972,875 | Indirect | See footnote |
| Common Stock | 652,500 | Indirect | See footnote |
| Common Stock | 652,500 | Indirect | See footnote |
| Common Stock | 652,500 | Indirect | See footnote |
Footnotes
- The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of restricted stock units, or RSUs.
- The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $6.9217 to $6.9219. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
- The reported securities are held directly by The Rosenthal Family Revocable Trust Dated November 4, 1994, as restated on June 9, 1999, for which the Reporting Person serves as trustee.
- The reported securities are held directly by the Adi Rosenthal 2007 Trust dated March 27, 2007, for which the Reporting Person serves as trustee.
- The reported securities are held directly by the Noam Rosenthal 2007 Trust dated March 27, 2007, for which the Reporting Person serves as trustee.
- The reported securities are held directly by the Shani Rosenthal 2007 Trust dated March 27, 2007, for which the Reporting Person serves as trustee.
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