Filing Details
- Accession Number:
- 0001628280-24-009037
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-03-05 17:23:00
- Reporting Period:
- 2024-03-01
- Accepted Time:
- 2024-03-05 17:23:00
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1805385 | Evolv Technologies Holdings Inc. | EVLV | Computer Peripheral Equipment, Nec (3577) | 844473840 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1869206 | Michael Ellenbogen | C/O Evolv Technologies, Inc. 500 Totten Pond Road, 4Th Floor Waltham MA 02451 | Founder & Chief Innovation Ofc | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2024-03-01 | 47,751 | $0.00 | 1,939,890 | No | 4 | M | Direct | |
| Class A Common Stock | Acquisiton | 2024-03-01 | 66,766 | $0.00 | 2,006,656 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2024-03-04 | 38,356 | $3.63 | 1,968,300 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Restricted Stock Units | Disposition | 2024-03-01 | 47,751 | $0.00 | 47,751 | $0.00 |
| Class A Common Stock | Restricted Stock Units | Disposition | 2024-03-01 | 66,766 | $0.00 | 66,766 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 47,765 | No | 4 | M | Direct | ||
| 133,554 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common Stock | 151,135 | Indirect | Held by Family Horizon Trust |
| Class A Common Stock | 2,259,987 | Indirect | Held by E Ventures Trust |
Footnotes
- The sale reported in the Form 4 was effected solely with the intent to cover withholding taxes in connection with the vesting of RSUs.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.61 to $3.68. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A common stock. The RSUs have no expiration date.
- The RSUs vest in three equal annual installments commencing on March 1, 2023.
- The RSUs vest in three equal annual installments commencing on March 1, 2024.
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