Filing Details

Accession Number:
0001591587-24-000009
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-03-05 17:10:52
Reporting Period:
2024-03-04
Accepted Time:
2024-03-05 17:10:52
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1591587 Assetmark Financial Holdings Inc. AMK Investment Advice (6282) 300774039
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1782762 Michael Kim C/O Assetmark Financial Holdings, Inc.
1655 Grant Street, 10Th Floor
Concord CA 94520
Ceo And President Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2024-03-04 11,833 $35.18 364,777 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 41,390 Indirect Kim Family Trust
Common Stock 1,930 Indirect Child
Footnotes
  1. Reflects the number of shares of Common Stock that were sold to satisfy tax withholding requirements on vesting of restricted stock units pursuant to mandatory "sell to cover" provisions contained in the Reporting Person's RSU Agreement, and does not represent a discretionary sale by the Reporting Person. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes and fees.
  2. Shares held by The Kim Family Trust, dated July 30, 2016.
  3. The Reporting Person disclaims beneficial ownership of the shares held directly by his college-aged child, and this report should not be deemed an admission that the Reporting Person is the beneficial owner of the shares held in trust for purposes of Section 16 or for any other purpose.