Filing Details
- Accession Number:
- 0001209191-11-042396
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-08-03 21:18:54
- Reporting Period:
- 2011-07-01
- Filing Date:
- 2011-08-03
- Accepted Time:
- 2011-08-03 21:18:54
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1032761 | Keynote Systems Inc | KEYN | Services-Business Services, Nec (7389) | 943226488 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1343746 | A Vikram Chaudhary | C/O Keynote Systems 777 Mariners Island Blvd. San Mateo CA 94404 | Vice President Of Marketing | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-07-27 | 11,060 | $10.79 | 12,371 | No | 4 | A | Direct | |
Common Stock | Disposition | 2011-07-27 | 11,060 | $25.00 | 1,311 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2011-07-31 | 631 | $14.70 | 1,942 | No | 4 | A | Direct | |
Common Stock | Acquisiton | 2011-08-01 | 23,505 | $10.73 | 25,447 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-08-01 | 23,505 | $25.00 | 1,942 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-08-02 | 2,033 | $10.31 | 3,975 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-08-02 | 2,033 | $25.00 | 1,942 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | M | Direct | |
No | 4 | A | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Purchase) | Disposition | 2011-08-01 | 10,098 | $0.00 | 25,000 | $10.31 |
Common Stock | Employee Stock Option (Right to Purchase) | Disposition | 2011-07-27 | 18,500 | $0.00 | 75,000 | $10.95 |
Common Stock | Employee Stock Option (Right to Purchase) | Disposition | 2011-07-27 | 8,000 | $0.00 | 8,000 | $10.73 |
Common Stock | Restricted Stock Units | Acquisiton | 2011-07-01 | 8,750 | $0.00 | 8,750 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2007-07-01 | 2016-07-01 | No | 4 | M | Direct |
56,500 | 2006-05-01 | 2015-05-01 | No | 4 | M | Direct |
0 | 2004-07-18 | 2013-07-18 | No | 4 | M | Direct |
8,750 | 2015-07-01 | No | 4 | M | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | $0.00 | 2012-07-01 | 12,500 | 12,500 | Direct | |
Common Stock | Employee Stock Option (Right to Purchase) | $13.02 | 2005-04-01 | 2014-04-01 | 20,000 | 20,000 | Direct |
Common Stock | Employee Stock Option (Right to Purchase) | $12.65 | 2009-07-07 | 2018-07-06 | 12,500 | 12,500 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
12,500 | 12,500 | Direct | |
2014-04-01 | 20,000 | 20,000 | Direct |
2018-07-06 | 12,500 | 12,500 | Direct |
Footnotes
- Sale under an established 10b5-1 plan.
- Shares were purchased through a qualified ESPP.
- Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
- The restricted stock units will fully vest three years from the date of grant.
- Options were exercised on 8/1/2011 for 8,065 shares and 8/2/2011 for 2,033 shares all at an exercise price of $10.31 per share.
- Option is fully vested as of the filing of this Form 4.
- Options were exercised on 7/27/2011 for 3,060 shares and 8/1/2011 for 15,440 shares all at an exercise price of $10.95 per share.
- Options were exercised on 7/27/2011 for 8,000 shares at an exercise price of $10.73 per share.
- Option is exercisable as to (i)25% of the total shares as of this first anniversary date and (ii)2.083% of the total number of shares each month thereafter.
- The Restricted Stock units will vest four years from the date of grant.