Filing Details

Accession Number:
0001140361-24-011416
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2024-03-05 16:29:45
Reporting Period:
2024-02-23
Accepted Time:
2024-03-05 16:29:45
Original Submission Date:
2024-02-27
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1490349 Phenixfin Corp PFX () 4/A
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1358538 A David Lorber C/O Phenixfin Corporation
445 Park Avenue, 10Th Floor
New York NY 10022
Chairman And Ceo No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.001 Par Value Acquisiton 2024-02-23 1,300 $44.50 104,297 No 4 P Direct
Common Stock, $0.001 Par Value Acquisiton 2024-02-26 175 $44.06 104,472 No 4 P Direct
Common Stock, $0.001 Par Value Acquisiton 2024-02-27 927 $44.97 105,399 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $44.36 to $44.53, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
  2. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $44.62 to $45.00, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
  3. The original Form 4, filed on February 27, 2024, is being amended by this Form 4 to correct an administrative error which misreported the number of shares purchased on February 23, 2024 as 1,686 and the weighted average price of such purchases as $44.48. This amendment correctly reports the number of shares, and the weighted average price, for the shares purchased by the reporting person on February 23, 2024.