Filing Details

Accession Number:
0000950170-24-026001
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-03-05 16:26:27
Reporting Period:
2024-03-01
Accepted Time:
2024-03-05 16:26:27
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1787400 Nkarta Inc. NKTX Pharmaceutical Preparations (2834) 474515206
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1853197 Ralph Brandenberger C/O Nkarta, Inc.
1150 Veterans Boulevard
South San Francisco CA 94080
Chief Technical Officer No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2024-03-01 3,808 $3.89 85,384 No 4 M Direct
Common Stock Acquisiton 2024-03-01 2,955 $3.89 88,339 No 4 M Direct
Common Stock Disposition 2024-03-01 8,367 $12.51 79,972 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2024-03-01 3,808 $0.00 3,808 $3.89
Common Stock Stock Option (right to buy) Disposition 2024-03-01 2,955 $0.00 2,955 $3.89
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
22,445 2029-09-05 No 4 M Direct
25,629 2029-09-05 No 4 M Direct
Footnotes
  1. The transaction reported in this Form 4 was effected automatically pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person and most recently amended on September 2, 2022.
  2. This transaction was executed in multiple trades at prices ranging from $12.50 to $12.58. The price reported above reflects the weighted average price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
  3. The options exercised were fully vested.
  4. The options exercised were fully vested. Unvested options will vest and become exercisable ratably in monthly installments until fully vested on July 1, 2024.