Filing Details
- Accession Number:
- 0000950170-24-026001
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-03-05 16:26:27
- Reporting Period:
- 2024-03-01
- Accepted Time:
- 2024-03-05 16:26:27
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1787400 | Nkarta Inc. | NKTX | Pharmaceutical Preparations (2834) | 474515206 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1853197 | Ralph Brandenberger | C/O Nkarta, Inc. 1150 Veterans Boulevard South San Francisco CA 94080 | Chief Technical Officer | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2024-03-01 | 3,808 | $3.89 | 85,384 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2024-03-01 | 2,955 | $3.89 | 88,339 | No | 4 | M | Direct | |
Common Stock | Disposition | 2024-03-01 | 8,367 | $12.51 | 79,972 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (right to buy) | Disposition | 2024-03-01 | 3,808 | $0.00 | 3,808 | $3.89 |
Common Stock | Stock Option (right to buy) | Disposition | 2024-03-01 | 2,955 | $0.00 | 2,955 | $3.89 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
22,445 | 2029-09-05 | No | 4 | M | Direct | |
25,629 | 2029-09-05 | No | 4 | M | Direct |
Footnotes
- The transaction reported in this Form 4 was effected automatically pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person and most recently amended on September 2, 2022.
- This transaction was executed in multiple trades at prices ranging from $12.50 to $12.58. The price reported above reflects the weighted average price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
- The options exercised were fully vested.
- The options exercised were fully vested. Unvested options will vest and become exercisable ratably in monthly installments until fully vested on July 1, 2024.