Filing Details
- Accession Number:
- 0001758766-24-000032
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-03-05 16:20:25
- Reporting Period:
- 2024-03-01
- Accepted Time:
- 2024-03-05 16:20:25
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1758766 | Stem Inc. | STEM | Miscellaneous Electrical Machinery, Equipment & Supplies (3690) | 264466193 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1900919 | Rahul Shukla | 100 California Street 14Th Floor San Francisco CA 94111 | Chief Accounting Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.0001 Per Share | Acquisiton | 2024-03-01 | 41,231 | $0.00 | 61,435 | No | 4 | A | Direct | |
| Common Stock, Par Value $0.0001 Per Share | Disposition | 2024-03-04 | 20,204 | $2.47 | 41,231 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | S | Direct |
Footnotes
- Shares issued in connection with bonus earned under the Issuer's 2023 annual incentive plan based on attainment of corporate performance goals.
Billionaire Hedge Funds
