Filing Details
- Accession Number:
- 0001062993-24-005492
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-03-05 16:15:16
- Reporting Period:
- 2024-03-01
- Accepted Time:
- 2024-03-05 16:15:16
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 10456 | Baxter International Inc | BAX | Surgical & Medical Instruments & Apparatus (3841) | 360781620 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1362109 | K Jeanne Mason | One Baxter Parkway Deerfield IL 60015 | Evp, Chief Hr Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $1 Par Value | Acquisiton | 2024-03-01 | 64,488 | $37.17 | 206,778 | No | 4 | M | Direct | |
| Common Stock, $1 Par Value | Disposition | 2024-03-01 | 64,488 | $40.61 | 142,290 | No | 4 | S | Direct | |
| Common Stock, $1 Par Value | Disposition | 2024-03-01 | 963 | $41.01 | 141,326 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | F | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, $1 Par Value | Stock Option (Right to Buy) | Disposition | 2024-03-01 | 64,488 | $0.00 | 64,488 | $37.17 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2024-03-04 | No | 4 | M | Direct |
Footnotes
- Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Ms. Mason on September 6, 2023 with respect to certain vested stock options previously granted by Baxter International Inc. to Ms. Mason which were scheduled to expire on March 4, 2024.
- Price reflects weighted average sales price. Range of prices for transactions are $40.28 through $40.93. Full information regarding the number of shares sold at each separate price will be provided by Baxter International Inc. upon request.
- Represents the number of shares forfeited by the reporting person to cover the withholding of taxes incurred as a result of the delivery of shares on March 1, 2024 from the settlement of vested restricted stock units granted on March 1, 2023.
- The options became exercisable in three equal annual installments beginning on March 4, 2015, the first anniversary of the grant date.
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