Filing Details
- Accession Number:
- 0001112679-11-000064
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-08-03 19:37:39
- Reporting Period:
- 2011-08-01
- Filing Date:
- 2011-08-03
- Accepted Time:
- 2011-08-03 19:37:39
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1424454 | Rovi Corp | ROVI | Periodicals: Publishing Or Publishing & Printing (2721) | 261739297 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1200483 | J Alfred Amoroso | C/O Rovi Corporation 2830 De La Cruz Blvd Santa Clara CA 95050 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-08-01 | 1,667 | $15.52 | 181,667 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-08-01 | 1,667 | $52.85 | 180,000 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-08-01 | 5,729 | $15.73 | 185,729 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-08-01 | 5,729 | $52.85 | 180,000 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-08-01 | 2,604 | $30.00 | 182,604 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-08-01 | 2,604 | $52.85 | 180,000 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-08-01 | 4,521 | $36.74 | 184,521 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-08-01 | 4,521 | $52.85 | 180,000 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-08-01 | 1,875 | $36.74 | 181,875 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-08-01 | 1,875 | $52.85 | 180,000 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Options (right to buy) | Disposition | 2011-08-01 | 1,667 | $0.00 | 1,667 | $15.52 |
Common Stock | Employee Stock Options (right to buy) | Disposition | 2011-08-01 | 5,729 | $0.00 | 5,729 | $15.73 |
Common Stock | Employee Stock Options (right to buy) | Disposition | 2011-08-01 | 2,604 | $0.00 | 2,604 | $30.00 |
Common Stock | Employee Stock Options (right to buy) | Disposition | 2011-08-01 | 4,521 | $0.00 | 4,521 | $36.74 |
Common Stock | Employee Stock Options (right to buy) | Disposition | 2011-08-01 | 1,875 | $0.00 | 1,875 | $36.74 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
21,667 | 2015-09-01 | No | 4 | M | Direct | |
108,855 | 2016-03-01 | No | 4 | M | Direct | |
65,105 | 2016-09-01 | No | 4 | M | Direct | |
144,667 | 2017-04-01 | No | 4 | M | Direct | |
60,000 | 2017-04-01 | No | 4 | M | Direct |
Footnotes
- Shares sold pursuant to Mr. Amoroso's 10b5-1 plan dated November 16, 2010.
- Shares sold on the open market are reported as an average sell price per share of $52.85; breakdown of shares sold and per share sale prices are as follows: 100 at $52.15; 100 at $52.26; 309 at $52.27; 400 at $52.28; 191 at $52.29; 100 at $52.30; 100 at $52.41; 200 at $52.42; 100 at $52.43; 800 at $52.44; 300 at $52.45; 900 at $52.48; 300 at $52.49; 188 at $52.50; 600 at $52.51; 100 at $52.54; 100 at $52.55; 200 at $52.58; 200 at $52.59; 300 at $52.60; 500 at $52.61; 312 at $52.63; 300 at $52.67; 200 at $52.79; 300 at $52.89; 600 at $52.95; 500 at $52.97; 300 at $52.99; 200 at $53.03; 300 at $53.04; 100 at $53.05; 400 at $53.06; 600 at $53.07; 603 at $53.08; 766 at $53.09; 896 at $53.13; 49 at $53.18; 300 at $53.20; 3,500 at $53.23 and 82 at $53.31.
- Granted September 1, 2008; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.
- Granted March 1, 2009; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.
- Granted September 1, 2009; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.
- Granted April 1, 2010; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.