Filing Details
- Accession Number:
- 0001140361-11-039514
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-08-03 18:44:26
- Reporting Period:
- 2011-08-01
- Filing Date:
- 2011-08-03
- Accepted Time:
- 2011-08-03 18:44:26
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1060822 | Carters Inc | CRI | Apparel & Other Finishd Prods Of Fabrics & Similar Matl (2300) | 133912933 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1267627 | Jr E Charles Whetzel | 1170 Peachtree Street Suite 900 Atlanta GA 30309 | Evp & Chief Supply Chain | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-08-01 | 47,056 | $3.08 | 193,707 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-08-01 | 47,056 | $32.55 | 146,651 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-08-02 | 151,018 | $3.08 | 297,669 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-08-02 | 151,018 | $31.92 | 146,651 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-08-03 | 71,614 | $3.08 | 218,265 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-08-03 | 71,614 | $31.62 | 146,651 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Purchase) | Acquisiton | 2011-08-01 | 47,056 | $0.00 | 269,688 | $3.08 |
| Common Stock | Employee Stock Option (Right to Purchase) | Acquisiton | 2011-08-02 | 151,018 | $0.00 | 222,632 | $3.08 |
| Common Stock | Employee Stock Option (Right to Purchase) | Acquisiton | 2011-08-03 | 71,614 | $0.00 | 71,614 | $3.08 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 222,632 | 2011-08-15 | No | 4 | M | Direct | |
| 71,614 | 2011-08-15 | No | 4 | M | Direct | |
| 0 | 2011-08-15 | No | 4 | M | Direct |
Footnotes
- This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $32.43 to $32.62, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $31.42 to $32.70, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $30.93 to $32.11, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- All these options were exercisable as of the trade date.
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