Filing Details
- Accession Number:
- 0001181431-11-043727
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-08-03 18:39:36
- Reporting Period:
- 2011-08-01
- Filing Date:
- 2011-08-03
- Accepted Time:
- 2011-08-03 18:39:36
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1272830 | Vonage Holdings Corp | VG | Telephone Communications (No Radiotelephone) (4813) | 113547680 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1145548 | Marc Lefar | C/O Vonage Holdings Corp. 23 Main Street Holmdel NJ 07733 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-08-01 | 75,000 | $1.42 | 75,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-08-01 | 75,000 | $3.81 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-08-02 | 75,000 | $1.42 | 75,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-08-02 | 75,000 | $3.84 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2011-08-01 | 75,000 | $0.00 | 75,000 | $1.42 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2011-08-02 | 75,000 | $0.00 | 75,000 | $1.42 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 6,275,000 | 2018-07-29 | No | 4 | M | Direct | |
| 6,200,000 | 2018-07-29 | No | 4 | M | Direct |
Footnotes
- Sale was made pursuant to a trading plan under Rule 10b5-1 under the Securities and Exchange Act of 1934, as amended, which was adopted on May 18, 2011 in connection with a long-term strategy for asset diversification and family financial planning.
- The price reported in Column 4 is a weighted average price. The Common Stock was sold at prices ranging from $3.75 to $4.09. Upon request, the Reporting Person will provide to the Securities and Exchange Commission staff, the Issuer and any security holder of the Issuer full information regarding the number of Shares of Common Stock sold at each separate price within the range.
- The price reported in Column 4 is a weighted average price. The Common Stock was sold at prices ranging from $3.75 to $3.91. Upon request, the Reporting Person will provide to the Securities and Exchange Commission staff, the Issuer and any security holder of the Issuer full information regarding the number of Shares of Common Stock sold at each separate price within the range.
- The option, originally representing a right to purchase a total of 6,500,000 shares, vests in equal annual installments on the calendar day before each of the first through fourth anniversaries of July 29, 2008.
Billionaire Hedge Funds
