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Filing Details

Accession Number:: 0001628280-24-008635
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2024-03-04 18:05:17
Reporting Period:: 2024-02-29

Accepted Time:: 2024-03-04 18:05:17
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
350868	Iteris Inc.	ITI	Communications Equipment, Nec (3669)	952588496

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1653403	Joseph J. Bergera	1250 S. Capital Of Texas Highway Building 1, Suite 330 Austin TX 78746	President And Ceo	Yes	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2024-02-29	14,000	$2.38	193,138	No	4	M	Direct
Common Stock	Disposition	2024-02-29	10,714	$5.19	182,424	No	4	S	Direct
Common Stock	Acquisiton	2024-03-01	18,500	$2.38	200,924	No	4	M	Direct
Common Stock	Disposition	2024-03-01	12,736	$5.17	188,188	No	4	S	Direct
Common Stock	Acquisiton	2024-03-04	17,500	$2.38	205,688	No	4	M	Direct
Common Stock	Disposition	2024-03-04	13,450	$5.03	192,238	No	4	S	Direct
Common Stock	Acquisiton	2024-03-04	4,323	$2.38	196,561	No	4	M	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option (Right to Buy)	Disposition	2024-02-29	14,000	$2.38	14,000	$2.38
Common Stock	Stock Option (Right to Buy)	Disposition	2024-03-01	18,500	$2.38	18,500	$2.38
Common Stock	Stock Option (Right to Buy)	Disposition	2024-03-04	17,500	$2.38	17,500	$2.38
Common Stock	Stock Option (Right to Buy)	Disposition	2024-03-04	4,323	$2.38	4,323	$2.38

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
1,136,000	2025-09-22	No	4	M	Direct
1,117,500	2025-09-22	No	4	M	Direct
1,100,000	2025-09-22	No	4	M	Direct
1,095,677	2025-09-22	No	4	M	Direct

Footnotes

As disclosed in Iteris' Form 10-Q for the quarter ended December 31, 2023, pursuant to a Rule 10b5-1 plan adopted on November 30, 2023, the Reporting Person sold only enough shares to cover the exercise price and related taxes upon the Reporting Person's exercise of a portion of his stock options that expire in September 2025. The Reporting Person retained all of the remaining shares purchased upon exercise.
The reported securities were sold in multiple transactions at prices ranging from $5.11 to $5.24. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
The reported securities were sold in multiple transactions at prices ranging from $5.06 to $5.24. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
The reported securities were sold in multiple transactions at prices ranging from $5.00 to $5.15. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
The option vested in full on September 22, 2019.