Filing Details
- Accession Number:
- 0001225208-24-003483
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-03-04 17:18:59
- Reporting Period:
- 2024-02-29
- Accepted Time:
- 2024-03-04 17:18:59
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1383312 | Broadridge Financial Solutions Inc. | BR | Services-Business Services, Nec (7389) | 331151291 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1477044 | N Robert Duelks | 5 Dakota Drive Lake Success NY 11042 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2024-02-29 | 830 | $201.58 | 5,445 | No | 4 | S | Indirect | BOMAR II LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | BOMAR II LLC |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 19,515 | Direct | |
Common Stock | 17,000 | Indirect | Mary E. Duelks 2007 Revocable Trust |
Common Stock | 131 | Indirect | Robert N. Duelks 2007 Revocable Trust |
Footnotes
- Registrant transferred 17,000 shares of common stock owned directly to the Mary E. Duelks 2007 Revocable Trust and 131 shares of common stock owned directly to the Robert N. Duelks 2007 Revocable Trust. Registrant is a trustee of the Trusts. Balance reflects direct ownership of 19,515 Deferred Stock Units granted to Registration under Broadridge's 2018 Omnibus Award Plan and represents a like number of shares of Broadridge common stock which will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge.
- Registrant transferred 17,000 shares of common stock directly owned to the Mary E. Duelks 2007 Revocable Trust. Registrant is the Trustee of the Trust.
- Registrant transferred 131 shares of common stock directly owned to the Robert N. Duelks 2007 Revocable Trust. Registrant is the Trustee of the Trust.