Filing Details
- Accession Number:
- 0001822966-24-000016
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-03-01 16:38:15
- Reporting Period:
- 2024-02-28
- Accepted Time:
- 2024-03-01 16:38:15
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1822966 | Nuscale Power Corp | SMR | Fabricated Plate Work (Boiler Shops) (3443) | 852715384 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1913037 | Lawrence John Hopkins | 12725 Sw 66Th Avenue, Suite 107 Portland OR 97223 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2024-02-28 | 39,285 | $0.00 | 73,219 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2024-02-29 | 13,451 | $3.12 | 59,768 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Restricted Stock Unit | Disposition | 2024-02-28 | 39,285 | $0.00 | 39,285 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
78,569 | No | 4 | M | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Class A Common Stock | Employee Stock Option (right to buy) | $0.00 | 0 | 0 | Indirect | ||
Class A Common Stock | Employee Stock Option (right to buy) | $0.00 | 0 | 0 | Indirect |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
0 | 0 | Indirect | |
0 | 0 | Indirect |
Footnotes
- Restricted stock units convert into common stock on a one-for-one basis.
- The sales reported on this Form 4 represent shares sold by the reporting person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.
- On February 28, 2023, the reporting person was granted 117,854 restricted stock units, vesting in three annual installments beginning on the anniversary of the grant date.
- Form 4 filed on March 3, 2023, inaccurately reported the number of restricted stock units granted as 120,076. The correct amount acquired was 117,854. The number of remaining derivative securities owned accurately reflects the balance following this grant.
- Not applicable.
- The reporting person no longer has a reportable beneficial interest in an option to purchase 2,598 shares of Class A Common Stock granted to his daughter and included in the reporting person's prior ownership reports.