Filing Details
- Accession Number:
- 0001822966-24-000014
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-03-01 16:36:08
- Reporting Period:
- 2024-02-28
- Accepted Time:
- 2024-03-01 16:36:08
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1822966 | Nuscale Power Corp | SMR | Fabricated Plate Work (Boiler Shops) (3443) | 852715384 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1953454 | Clayton Scott | 12725 Sw 66Th Avenue, Suite 107 Portland OR 97223 | Chief Commercial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2024-02-28 | 19,055 | $0.00 | 34,793 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2024-02-29 | 6,929 | $3.12 | 27,864 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Restricted Stock Unit | Disposition | 2024-02-28 | 19,055 | $0.00 | 19,055 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
38,108 | No | 4 | M | Direct |
Footnotes
- Restricted stock units convert into common stock on a one-for-one basis.
- The sales reported on this Form 4 represent shares sold by the reporting person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.
- The restricted stock units were granted February 28, 2023, and vest in three annual installments beginning on the anniversary of the grant date.
- Form 4 filed on March 3, 2023, inaccurately reported the number of restricted stock units granted as 58,240. The correct amount acquired was 57,163. The number of remaining derivative securities owned accurately reflects the balance following this grant.