Filing Details
- Accession Number:
- 0001127602-24-007798
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-03-01 14:52:22
- Reporting Period:
- 2024-02-28
- Accepted Time:
- 2024-03-01 14:52:22
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1137774 | Prudential Financial Inc | PRU | Life Insurance (6311) | 223703799 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1280546 | M Ann Kappler | 751 Broad Street, 5Th Flr Attn.: Regulatory Filings Unit Newark NJ 07102 | Evp And General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2024-02-28 | 1,070 | $77.15 | 24,662 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2024-02-28 | 6,941 | $63.59 | 31,603 | No | 4 | M | Direct | |
Common Stock | Disposition | 2024-02-28 | 7,222 | $108.39 | 24,381 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | 10/13/15 Employee Stock Option (Right to Buy) | Disposition | 2024-02-28 | 1,070 | $0.00 | 1,070 | $77.15 |
Common Stock | 2016 Employee Stock Option (Right to Buy) | Disposition | 2024-02-28 | 6,941 | $0.00 | 6,941 | $63.59 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2025-10-13 | No | 4 | M | Direct | |
0 | 2026-02-09 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 798 | Indirect | By 401(k) |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $108.39 to $108.42 inclusive. The reporting person undertakes to provide to Prudential Financial, Inc., any security holder of Prudential Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4.
- Following the transaction reported on this Form 4, Ann Kappler continues to hold 24,381 shares directly and 798 shares indirectly in a 401(k) account. Ann Kappler also holds an additional 9,952 vested stock options, 19,254 restricted stock units and 57,328 target performance shares (the exact number awarded being dependent on achievement of performance goals).
- The options vest in three equal annual installments beginning on October 13, 2016.
- The options vested in three equal annual installments beginning on February 9, 2017.