Filing Details
- Accession Number:
- 0001127602-24-007797
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-03-01 14:48:05
- Reporting Period:
- 2024-02-29
- Accepted Time:
- 2024-03-01 14:48:05
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1137774 | Prudential Financial Inc | PRU | Life Insurance (6311) | 223703799 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1760181 | L Timothy Schmidt | 751 Broad Street, 5Th Floor Attn. Regulatory Filings Unit Newark NJ 07102 | Senior Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2024-02-29 | 227 | $108.20 | 22,439 | No | 4 | S | Direct | |
Common Stock | Disposition | 2024-02-29 | 7,685 | $108.13 | 14,754 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 280 | Indirect | By 401(k) |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $108.20 to $108.21, inclusive. The reporting person undertakes to provide to Prudential Financial, Inc., any security holder of Prudential Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $108.13 to $108.19, inclusive. The reporting person undertakes to provide to Prudential Financial, Inc., any security holder of Prudential Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
- Following the transaction reported on this Form 4, Mr. Schmidt continues to hold 14,754 shares directly and 280 shares indirectly in a 401(k) account. Mr. Schmidt also holds an additional 14,905 vested stock options, 14,677 restricted stock units and 32,640 target performance shares (the exact number awarded being dependent on achievement of performance goals).