Filing Details
- Accession Number:
- 0001005229-11-000056
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-08-03 14:51:27
- Reporting Period:
- 2011-08-01
- Filing Date:
- 2011-08-03
- Accepted Time:
- 2011-08-03 14:51:27
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1005229 | Columbus Mckinnon Corp | CMCO | Construction Machinery & Equip (3531) | 160547600 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1214461 | L Karen Howard | 140 John James Audubon Parkway Amherst NY 14228 | Vp-Finance & Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2011-08-01 | 100 | $16.64 | 65,962 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-08-01 | 1,299 | $16.65 | 64,663 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-08-01 | 100 | $16.68 | 64,563 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-08-01 | 100 | $16.77 | 64,463 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 66,062 | Direct | |
Common Stock | 2,778 | Direct | |
Common Stock | 598,223 | Indirect | Additional shares held by ESOP; reporting person is 1 of 2 trustees; DISCLAIMS beneficial ownership. |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Incentive Stock Options (Right to Buy) | $5.46 | 2005-05-17 | 2014-05-16 | 20,000 | 20,000 | Direct |
Common Stock | Non-Qualified Stock Options (Right to Buy) | $28.45 | 2009-05-19 | 2018-05-18 | 3,380 | 3,380 | Direct |
Common Stock | Non-Qualified Stock Options (Right to Buy) | $13.27 | 2010-05-18 | 2019-05-17 | 11,063 | 11,063 | Direct |
Common Stock | Non-Qualified Stock Options (Right to Buy) | $18.24 | 2011-05-17 | 2020-05-16 | 8,129 | 8,129 | Direct |
Common Stock | Non-Qualified Stock Options (Right to Buy) | $19.50 | 2011-05-23 | 2021-05-22 | 7,597 | 7,597 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2014-05-16 | 20,000 | 20,000 | Direct |
2018-05-18 | 3,380 | 3,380 | Direct |
2019-05-17 | 11,063 | 11,063 | Direct |
2020-05-16 | 8,129 | 8,129 | Direct |
2021-05-22 | 7,597 | 7,597 | Direct |
Footnotes
- Includes 11,375 shares of restricted stock issued to reporting person subject to forfeiture in whole or part; 2,953 shares become fully vested and non-forfeitable 50% for two years beginning 5/18/2012; 1,189 shares become fully vested and non-forfeitable 50% per year for two years beginning 5/19/2012, 3,209 shares become fully vested and non-forfeitable 33.33% per year for three years beginning 5/17/2012, and the remaining 4,024 shares become fully vested and non-forfeitable 25% per year for four years beginning 5/23/2012, if reporting person remains an employee of issuer.
- Sale of shares pursuant to 10b5-1 Plan.
- Reports shares allocated to account of reporting person under the Columbus McKinnon Corporation Employee Stock Ownership Plan, as amended (the "ESOP").
- All exercisable, subject to IRS limitations.
- Exercisable 25% per year for four years, beginning 5/19/09, if reporting person remains an employee of issuer.
- Exercisable 25% per year for four years beginning 5/18/2010, if reporting person remains an employee of issuer.
- Exercisable 25% per year for four years beginning 5/17/2011, if reporting person remains an employee of issuer.
- Represents non-qualified stock options issued to reporting person under the Columbus McKinnon Corporation 2010 Long Term Incentive Plan dated as of July 26, 2010; options become exercisable 25% per year for four years beginning 5/23/2012, if reporting person remains an employee of issuer.