Filing Details
- Accession Number:
- 0001005229-11-000054
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-08-03 14:50:04
- Reporting Period:
- 2011-08-01
- Filing Date:
- 2011-08-03
- Accepted Time:
- 2011-08-03 14:50:04
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1005229 | Columbus Mckinnon Corp | CMCO | Construction Machinery & Equip (3531) | 160547600 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1214453 | T Timothy Tevens | 140 John James Audubon Parkway Amherst NY 14228-1197 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2011-08-01 | 100 | $16.62 | 169,440 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-08-01 | 300 | $16.64 | 169,140 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-08-01 | 1,200 | $16.65 | 167,940 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-08-01 | 300 | $16.66 | 167,640 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-08-01 | 100 | $16.67 | 167,540 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-08-01 | 2 | $16.72 | 167,538 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 169,540 | Direct | |
Common Stock | 5,756 | Direct | |
Common Stock | 7,000 | Indirect | By spouse |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Incentive Stock Options (Right to Buy) | $5.46 | 2005-05-17 | 2014-05-16 | 95,000 | 95,000 | Direct |
Common Stock | Incentive Stock Options (Right to Buy) | $28.45 | 2009-05-19 | 2018-05-18 | 8,770 | 8,770 | Direct |
Common Stock | Non-Qualified Stock Options (Right to Buy) | $13.27 | 2010-05-18 | 2019-05-17 | 45,172 | 45,172 | Direct |
Common Stock | Non-Qualified Stock Options (Right to Buy) | $18.24 | 2011-05-17 | 2020-05-16 | 33,190 | 33,190 | Direct |
Common Stock | Non-Qualified Stock Options (Right to Buy) | $19.50 | 2011-05-23 | 2021-05-22 | 31,902 | 31,902 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2014-05-16 | 95,000 | 95,000 | Direct |
2018-05-18 | 8,770 | 8,770 | Direct |
2019-05-17 | 45,172 | 45,172 | Direct |
2020-05-16 | 33,190 | 33,190 | Direct |
2021-05-22 | 31,902 | 31,902 | Direct |
Footnotes
- Includes 57,775 shares of restricted stock issued to reporting person subject to forfeiture in whole or part; 12,055 shares become fully vested and non-forfeitable 50% for two years beginning 5/18/2012; 3,086 shares become fully vested and non-forfeitable 50% per year for two years beginning 5/19/2012, 5,133 shares become fully vested and non-forfeitable 50% per year for two years beginning 5/17/2012, 20,604 shares become fully vested and non-forfeitable 33.33% per year for three years beginning 5/17/2012, and the remaining 16,897 shares become fully vested and non-forfeitable 25% per year for four years beginning 5/23/2012, if reporting person remains an employee of issuer.
- Sale of shares pursuant to 10b5-1 Plan.
- Reports shares allocated to account of reporting person under the Columbus McKinnon Corporation Employoee Stock Ownership Plan, as amended (the "ESOP").
- Originally a 125,000 incentive stock option grant, reporting person exercised 30,000 options on 5/27/2009. The remaining 95,000 options are fully exercisable, subject to IRS limitations.
- Exercisable 25% per year for four years, beginning 5/19/09, if reporting person remains an employee of issuer.
- Exercisable 25% per year for four years beginning 5/18/2010, if reporting person remains an employee of issuer.
- Exercisable 25% per year for four years beginning 5/17/2011, if reporting person remains an employee of issuer.
- Represents non-qualified stock options issued to reporting person under the Columbus McKinnon Corporation 2010 Long Term Incentive Plan dated as of July 26, 2010; options become exercisable 25% per year for four years beginning 5/23/2012, if reporting person remains an employee of issuer.