Filing Details
- Accession Number:
- 0001593968-24-000370
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-02-29 11:16:33
- Reporting Period:
- 2024-02-29
- Accepted Time:
- 2024-02-29 11:16:33
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1413837 | First Foundation Inc. | FFWM | State Commercial Banks (6022) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1594279 | Jr E. Ulrich Keller | 200 Crescent Court Ste 1400 Dallas TX 75201 | Chairman | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2024-02-29 | 25,000 | $8.16 | 1,230,622 | No | 4 | S | Indirect | Family Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | Family Trust |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 693,000 | Indirect | Limited Partnership |
Common Stock | 215,000 | Indirect | Spouse |
Common Stock | 20,821 | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Unit | $0.00 | 1,709 | 1,709 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
1,709 | 1,709 | Direct |
Footnotes
- RSU with Executives Vesting vesting schedule
- No exercise price for this type of award
- No exercisable date for this type of award
- Vesting dates: 2/28/2023, 2/28/2024, and 2/28/2025
- No expiration date for this type of award