Home > Insider Trading > Filing (0001209191-11-042229)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1444363	Gain Capital Holdings Inc.	GCAP	Commodity Contracts Brokers & Dealers (6221)	204568600

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1506226	Samantha Roady	C/O Gain Capital Holdings, Inc. 135 Us Highway 202/206 Bedminster NJ 07921	Chief Marketing Officer	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2011-08-01	2,500	$2.43	41,636	No	4	M	Direct
Common Stock	Disposition	2011-08-01	2,500	$6.00	39,136	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option (right to buy)	Disposition	2011-08-01	2,500	$0.00	2,500	$2.43

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
108,065			No	4	M	Direct

Footnotes

Reflects shares acquired upon exercise of stock options listed in Table II below, pursuant to a sales plan dated May 31, 2011, which complies with the requirements of Rule 10b5-1(c)(1) under the Securities and Exchange Act.
The shares were sold pursuant to a sales plan dated May 31, 2011, which complies with the requirements of Rule 10b5-1(c)(1) under the Securities and Exchange Act.
Includes 12,000 shares acquired through a restricted stock award on March 23, 2011. Such shares vest 25% per year on each of the first four anniversaries of the grant date. 0 shares are vested and 12,000 remain unvested.
Such stock options were granted on December 30, 2005 and vested ratably over three years, with one-third of the options vesting on each of the first three anniversaries of the grant date. The options have a term of ten years.