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Home > Insider Trading > Filing (0001209191-11-042228)

Filing Details

Accession Number:: 0001209191-11-042228
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2011-08-03 13:18:23
Reporting Period:: 2011-08-01

Filing Date:: 2011-08-03
Accepted Time:: 2011-08-03 13:18:23
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1444363	Gain Capital Holdings Inc.	GCAP	Commodity Contracts Brokers & Dealers (6221)	204568600

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1506926	Warren Christopher Calhoun	C/O Gain Capital Holdings, Inc. 135 Us Highway 202/206 Bedminster NJ 07921		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2011-08-01	16,000	$6.04	77,890	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct

Footnotes

The shares were sold pursuant to a sales plan dated May 31, 2011, which complies with the requirements of Rule 10b5-1(c)(1) under the Securities and Exchange Act.
Includes 9, 352 shares acquired through a restricted stock award on March 23, 2011. Such shares ratably vest on a monthly basis beginning on the first day following the Company's 2011 annual meeting of shareholders, or June 16, 2011. 779 shares are vested and 8,573 shares are unvested.