Filing Details
- Accession Number:
- 0001783879-24-000061
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-02-28 18:30:40
- Reporting Period:
- 2024-02-26
- Accepted Time:
- 2024-02-28 18:30:40
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1783879 | Robinhood Markets Inc. | HOOD | Security Brokers, Dealers & Flotation Companies (6211) | 464364776 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1871006 | Vladimir Tenev | C/O Robinhood Markets, Inc. 85 Willow Road Menlo Park CA 94025 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2024-02-26 | 500,000 | $0.00 | 500,000 | No | 4 | C | Direct | |
| Class A Common Stock | Disposition | 2024-02-26 | 500,000 | $15.12 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Class B Common Stock | Disposition | 2024-02-26 | 500,000 | $0.00 | 500,000 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 50,912,136 | No | 4 | C | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common Stock | 6,907 | Indirect | By Living Trust |
Footnotes
- As part of the transaction effected on February 26, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on September 11, 2023 ("Tenev 10b5-1" plan,) the Reporting Person sold 500,000 sharesof his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale.
- This transaction was effected pursuant to the Tenev 10b5-1 plan.
- This transaction was executed in multiple trades during the day at prices ranging from $15.10 to $15.21. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SECstaff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.
- Reflects the acquisition of 2,157 shares, for no consideration, pursuant to a pro-rata distribution that is exempt from Section 16 of the Securities Exchange Act of 1934, as amended, under Rule 16a-9(a). The ReportingPerson received the shares in Feb 2024 from a limited partnership in which he beneficially holds a non-managing membership interest.
Billionaire Hedge Funds
