Filing Details
- Accession Number:
- 0001230245-24-000048
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-02-28 16:49:24
- Reporting Period:
- 2024-02-26
- Accepted Time:
- 2024-02-28 16:49:24
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1230245 | Piper Sandler Companies | PIPR | Security Brokers, Dealers & Flotation Companies (6211) | 300168701 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1435654 | L. Debbra Schoneman | 800 Nicollet Mall Minneapolis MN 55402 | President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2024-02-26 | 680 | $183.88 | 14,393 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2024-02-26 | 2,222 | $184.75 | 12,171 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2024-02-26 | 453 | $185.88 | 11,718 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2024-02-26 | 200 | $186.67 | 11,518 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2024-02-26 | 11,246 | $0.00 | 22,764 | No | 4 | A | Direct | |
| Common Stock | Disposition | 2024-02-26 | 5,129 | $0.00 | 17,635 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2024-02-27 | 443 | $184.15 | 17,192 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2024-02-27 | 52 | $184.93 | 17,140 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | A | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 48,083 | Indirect | Through Living Trust |
Footnotes
- The shares of common stock were sold pursuant to a 10b5-1 trading plan.
- The price reported in Column 4 for transactions on this report is a weighted average price. The shares sold in footnotes (2), (3), (4), (5), (7) and (8) were sold in multiple transactions at the price ranges provided in footnotes (2), (3), (4), (5), (7) and (8). These shares in footnote (2) were sold in multiple transactions at prices ranging from $183.3500 to $184.3300 inclusive. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price within the range set forth in footnotes (2), (3), (4), (5), (7) and (8) upon request by the SEC staff, the issuer or any shareholder of the issuer.
- These shares were sold in multiple transactions at prices ranging from $184.3600 to $185.2700 inclusive.
- These shares were sold in multiple transactions at prices ranging from $185.3700 to $186.3400 inclusive.
- These shares were sold in multiple transactions at prices ranging from $186.5000 to $186.8300 inclusive.
- Each performance share unit represented a contingent right to receive one share of PIPR common stock. The performance share units vested 150% based on attaining certain levels of adjusted return on equity and 150% based on relative shareholder return within a group of peer companies, both as measured from January 1, 2021 through December 31, 2023.
- These shares were sold in multiple transactions at prices ranging from $183.7500 to $184.7200 inclusive.
- These shares were sold in multiple transactions at prices ranging from $184.7600 to $185.0800 inclusive.
- These shares are held in revocable living trusts, of which the reporting person and the reporting person's spouse are co-trustees.
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