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Filing Details

Accession Number:: 0001415889-24-005638
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2024-02-27 21:29:29
Reporting Period:: 2023-02-23

Accepted Time:: 2024-02-27 21:29:29
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1192448	Glaukos Corp	GKOS	()

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1705850	E Joseph Gilliam	C/O Glaukos Corporation One Glaukos Way Aliso Viejo CA 92656	President & Coo	No	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2024-02-23	26,671	$39.10	146,473	No	4	M	Direct
Common Stock	Acquisiton	2024-02-23	74,425	$41.69	220,898	No	4	M	Direct
Common Stock	Acquisiton	2024-02-23	13,128	$30.92	234,026	No	4	M	Direct
Common Stock	Acquisiton	2024-02-23	4,607	$39.10	238,633	No	4	M	Direct
Common Stock	Disposition	2024-02-23	21,414	$90.94	217,219	No	4	S	Direct
Common Stock	Disposition	2024-02-23	114,739	$92.33	102,480	No	4	S	Direct
Common Stock	Disposition	2024-02-23	4,092	$93.05	98,388	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option (Right to Buy)	Disposition	2024-02-23	74,425	$0.00	74,425	$41.69
Common Stock	Stock Option (Right to Buy)	Disposition	2024-02-23	13,128	$0.00	13,128	$30.92
Common Stock	Stock Option (Right to Buy)	Disposition	2024-02-23	26,671	$0.00	26,671	$39.10
Common Stock	Stock Option (Right to Buy)	Disposition	2024-02-23	4,607	$0.00	4,607	$39.10

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
43,929	2027-05-05	No	4	M	Direct
0	2028-03-14	No	4	M	Direct
1,053	2030-03-12	No	4	M	Direct
0	2030-03-12	No	4	M	Direct

Footnotes

Includes 81,885 restricted stock units that have not yet vested or been delivered to the Reporting Person.
This transaction was executed in multiple trades at prices ranging from $90.37 to $91.02. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $91.79 to $92.76. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $92.80 to $93.45. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This option was granted on May 5, 2017 and had a four-year vesting schedule in which 25% vested on the first anniversary of the grant date and the remainder vested in equal monthly installments for 36 months thereafter, such that the stock option vested in full on the four-year anniversary of the grant date.
The amount reported takes into account a reconciliation adjustment to reflect the Reporting Person's economic interest in the shares underlying this stock option grant to comply with the terms of a domestic relations order issued in connection with a marital dissolution.
This option was granted on March 14, 2018 and had a four-year vesting schedule in which 25% vested on the first anniversary of the grant date and the remainder vested in equal monthly installments for 36 months thereafter, such that the stock option vested in full on the four-year anniversary of the grant date.
This option was granted on March 12, 2020 and has a four-year vesting schedule in which 25% vested on the first anniversary of the grant date and theremainder vests in equal monthly installments for 36 months thereafter, such that the stock option vests in full on the four-year anniversary of the grant date.
The amount reported reflects an adjustment of 5,000 shares underlying a stock option grant reported as exercised on a Form 4 filed with the Securities and Exchange Commission on February 12, 2024. The exercise was inadvertently attributed to the stock option grant issued on 3/12/2020 and subject to a time-based vesting schedule, but should have been attributed to the stock option grant issued on 3/12/2020 and subject to performance-based vesting requirements. In addition, the amount reported takes into account a reconciliation adjustment to reflect the Reporting Person's economic interest in the shares underlying this stock option grant to comply with the terms of a domestic relations order issued in connection with a marital dissolution.
Represents a portion of an option to purchase shares of common stock previously granted by the Issuer on March 12, 2020, the vesting of which was subject to the Issuer's achievement of certain pre-determined operational targets over a multi-year performance period.
The amount reported reflects an adjustment of 5,000 shares underlying a stock option grant reported as exercised on a Form 4 filed with the Securities and Exchange Commission on February 12, 2024. The exercise was inadvertently attributed to the stock option grant issued on 3/12/2020 and subject to a time-based vesting schedule, but should have been attributed to the stock option grant issued on 3/12/2020 and subject to performance-based vesting requirements.