Filing Details
- Accession Number:
- 0001181431-11-043533
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-08-02 21:44:45
- Reporting Period:
- 2011-07-29
- Filing Date:
- 2011-08-02
- Accepted Time:
- 2011-08-02 21:44:45
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 865436 | Whole Foods Market Inc | WFMI | Retail-Grocery Stores (5411) | 741989366 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1175523 | Leonard Green Partners Lp | 11111 Santa Monica Boulevard Suite 2000 Los Angeles CA 90025 | Yes | No | No | No | |
| 1175525 | Lgp Management Inc | 11111 Santa Monica Boulevard Suite 2000 Los Angeles CA 90025 | Yes | No | No | No | |
| 1449640 | Gei Capital V, Llc | 11111 Santa Monica Boulevard Suite 2000 Los Angeles CA 90025 | Yes | No | No | No | |
| 1449643 | Green Equity Investors Side V, L.p. | 11111 Santa Monica Boulevard Suite 2000 Los Angeles CA 90025 | Yes | No | No | No | |
| 1449644 | Green Equity Investors V, L.p. | 11111 Santa Monica Boulevard Suite 2000 Los Angeles CA 90025 | Yes | No | No | No | |
| 1449645 | Green V Holdings, Llc | 11111 Santa Monica Boulevard Suite 2000 Los Angeles CA 90025 | Yes | No | No | No | |
| 1451301 | Thyme Coinvest, Llc | 11111 Santa Monica Boulevard Suite 2000 Los Angeles CA 90025 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2011-07-29 | 88,280 | $67.12 | 13,184,420 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-07-29 | 26,481 | $67.12 | 3,954,900 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-07-29 | 854 | $67.12 | 127,614 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-08-01 | 31,408 | $66.92 | 13,153,012 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-08-01 | 9,421 | $66.92 | 3,945,479 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-08-01 | 304 | $66.92 | 127,310 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-08-02 | 5,975 | $66.16 | 13,147,037 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-08-02 | 1,792 | $66.16 | 3,943,687 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-08-02 | 58 | $66.16 | 127,252 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | $40.83 | 2017-05-14 | 4,500 | 4,500 | Indirect | |
| Common Stock | Employee Stock Option (right to buy) | $62.49 | 2018-05-13 | 4,500 | 4,500 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2017-05-14 | 4,500 | 4,500 | Indirect |
| 2018-05-13 | 4,500 | 4,500 | Direct |
Footnotes
- Not applicable.
- Represents shares sold by Green Equity Investors V, L.P. ("GEI V").
- This transaction was executed in multiple trades at prices ranging from $67.00 to $67.36. The price reported above reflects the weighted average sale price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- GEI Capital V, LLC ("GEIC") is the general partner of GEI V and Green Equity Investors Side V, L.P. ("GEI Side V"). Green V Holdings, LLC ("Holdings") is a limited partner of GEI V and GEI Side V. Leonard Green & Partners, L.P. ("LGP") is the management company of GEI V and GEI Side V, the manager of Thyme Coinvest, LLC ("Thyme") and an affiliate of GEIC and Holdings. LGP Management, Inc. ("LGPM") is the general partner of LGP.
- GEI Side V and Thyme, as affiliated entities of GEI V, LGP, as the management company of GEI V and GEI Side V and the manager of Thyme, LGPM, as the general partner of LGP, GEIC, as the general partner of GEI V and GEI Side V, and Holdings, as a limited partner of GEI V directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owners of the shares of Common Stock owned by GEI V, GEI Side V or Thyme (such shares, collectively, the "Shares").
- Reflects shares owned by GEI V. Each of GEI Side V, Thyme, LGP, LGPM, GEIC, and Holdings disclaims beneficial ownership of the Shares reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes.
- Represents shares sold by GEI Side V.
- Reflects shares owned by GEI Side V. Each of GEI V, Thyme, LGP, LGPM, GEIC, and Holdings disclaims beneficial ownership of the Shares reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes.
- Represents shares sold by Thyme.
- Reflects shares owned by Thyme. Each of GEI V, GEI Side V, LGP, LGPM, GEIC, and Holdings disclaims beneficial ownership of the Shares reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes.
- This transaction was executed in multiple trades at prices ranging from $66.47 to $67.30. The price reported above reflects the weighted average sale price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $66.05 to $66.26. The price reported above reflects the weighted average sale price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The options vest in four equal annual installments, the first of which vested on May 14, 2011.
- The options reported as held on this row are held by Mr. Seiffer and Mr. Sokoloff for the benefit of LGP, with Mr. Seiffer and Mr. Sokoloff each holding 2,250 of such options. LGP directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of such options.
- The options vest in four equal annual installments beginning on May 13, 2012.
- The options reported as held on this row are held by LGP. 2,250 options were granted directly to LGP in respect of each of Mr. Seiffer's and Sokoloff's service on the Issuer's board of directors, for an aggregate grant of 4,500 options.
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