Filing Details

Accession Number:
0001062993-24-004602
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-02-27 16:44:21
Reporting Period:
2024-02-20
Accepted Time:
2024-02-27 16:44:21
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1411207 Allison Transmission Holdings Inc ALSN Motor Vehicle Parts & Accessories (3714) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1543492 S. David Graziosi C/O Allison Transmission Holdings, Inc.
One Allison Way
Indianapolis IN 46222
Chair, President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2024-02-20 76,318 $43.13 201,797 No 4 M Direct
Common Stock Disposition 2024-02-20 76,318 $70.57 125,479 No 4 S Direct
Common Stock Acquisiton 2024-02-24 14,767 $0.00 140,246 No 4 M Direct
Common Stock Acquisiton 2024-02-24 593 $0.00 140,839 No 4 M Direct
Common Stock Disposition 2024-02-24 6,775 $74.63 134,064 No 4 F Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 M Direct
No 4 F Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2024-02-20 76,318 $0.00 76,318 $43.13
Common Stock Restricted Stock Units Disposition 2024-02-24 14,767 $0.00 14,767 $0.00
Common Stock Dividend Equivalent Rights Disposition 2024-02-24 593 $0.00 593 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
38,160 2031-02-10 No 4 M Direct
14,767 No 4 M Direct
1,091 No 4 M Direct
Footnotes
  1. The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $70.0292 to $70.9800. The reporting person undertakes to provide Allison Transmission Holdings, Inc. ("ALSN") or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  2. Settlement of restricted stock units ("RSUs") granted on February 24, 2022. Each RSU represents a contingent right to receive one share of ALSN common stock.
  3. Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.
  4. Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of DERs and RSUs.
  5. The option vested in three equal annual installments beginning on February 10, 2022.