Filing Details
- Accession Number:
- 0001047127-24-000046
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-02-26 18:55:22
- Reporting Period:
- 2024-02-22
- Accepted Time:
- 2024-02-26 18:55:22
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1047127 | Amkor Technology Inc. | AMKR | Semiconductors & Related Devices (3674) | 231722724 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1596796 | Jean Marie Guillaume Rutten | 2045 East Innovation Circle Tempe AZ 85284 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2024-02-22 | 10,625 | $9.48 | 144,353 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2024-02-22 | 4,375 | $14.17 | 148,728 | No | 4 | M | Direct | |
Common Stock | Disposition | 2024-02-22 | 25,000 | $30.63 | 123,728 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2024-02-23 | 10,748 | $0.00 | 134,476 | No | 4 | A | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | A | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right-to-Buy) | Disposition | 2024-02-22 | 10,625 | $0.00 | 10,625 | $9.48 |
Common Stock | Employee Stock Option (Right-to-Buy) | Disposition | 2024-02-22 | 4,375 | $0.00 | 4,375 | $14.17 |
Common Stock | Restricted Stock Units | Disposition | 2024-02-23 | 10,748 | $0.00 | 10,748 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2020-02-15 | 2029-02-15 | No | 4 | M | Direct |
98,125 | 2020-10-30 | 2030-07-30 | No | 4 | M | Direct |
21,496 | No | 4 | M | Direct |
Footnotes
- The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 8, 2023.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.40 to $31.00. The Reporting Person hereby undertakes to provide, upon request, to the staff of the Securities and Exchange Commission, Amkor Technology, Inc. (the "Issuer"), or any security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.
- On March 17, 2023, the Reporting Person filed a Form 4 which inadvertently reported that the Reporting Person beneficially owned 15,265 2019 Options Shares (as defined below) as of March 15, 2023, instead of 15,625. As of February 22, 2024, the Reporting Person beneficially owned 0 2019 Option Shares.
- This stock option (the "2019 Option") to acquire 150,000 shares of the Issuer's common stock (the "2019 Option Shares") was granted on February 15, 2019 (the "2019 Option Grant Date") and vested over four years as follows: (i) with respect to 25% of the 2019 Option Shares, on the first anniversary of the 2019 Option Grant Date; and (ii) with respect to the remainder of the 2019 Option Shares, in equal quarterly installments thereafter, such that 100% of the 2019 Option vested on the fourth anniversary of the 2019 Option Grant Date.
- This stock option (the "2020 Option") to acquire 375,000 shares of the Issuer's common stock was granted on July 30, 2020 (the "2020 Option Grant Date") and vested in equal quarterly installments over three years, such that 100% of the 2020 Option vested on the third anniversary of the 2020 Option Grant Date.
- On February 24, 2022 (the "RSU Grant Date"), the Reporting Person was granted 42,992 time-vested restricted stock units ("RSUs") pursuant to the Issuer's 2021 Equity Incentive Plan, as amended, and the applicable award agreement. The RSUs convert into shares of the Issuer's common stock on a one-to-one basis and vest in four equal annual installments beginning on the first anniversary of the RSU Grant Date.