Filing Details
- Accession Number:
- 0001127602-11-022632
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-08-02 19:08:15
- Reporting Period:
- 2011-07-31
- Filing Date:
- 2011-08-02
- Accepted Time:
- 2011-08-02 19:08:15
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
318154 | Amgen Inc | AMGN | Biological Products, (No Disgnostic Substances) (2836) | 953540776 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1199306 | Anna Richo | One Amgen Center Drive Thousand Oaks CA 91320-1799 | Svp & Cco | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2011-07-31 | 918 | $54.70 | 37,125 | No | 4 | F | Direct | |
Common Stock | Disposition | 2011-07-31 | 1,582 | $0.00 | 35,543 | No | 5 | G | Direct | |
Common Stock | Acquisiton | 2011-07-31 | 1,582 | $0.00 | 7,243 | No | 5 | G | Indirect | The Nicholas A. Moore and Anna S. Richo Family Trust |
Common Stock | Disposition | 2011-08-01 | 2,000 | $55.01 | 5,243 | No | 4 | S | Indirect | The Nicholas A. Moore and Anna S. Richo Family Trust |
Common Stock | Acquisiton | 2011-08-01 | 2,950 | $42.13 | 38,493 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2011-08-01 | 20,000 | $50.44 | 58,493 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-08-01 | 2,950 | $55.05 | 55,543 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-08-01 | 20,000 | $55.01 | 36,849 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | F | Direct | |
No | 5 | G | Direct | |
No | 5 | G | Indirect | The Nicholas A. Moore and Anna S. Richo Family Trust |
No | 4 | S | Indirect | The Nicholas A. Moore and Anna S. Richo Family Trust |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Nqso (Right to Buy) | Disposition | 2011-08-01 | 2,950 | $0.00 | 2,950 | $42.13 |
Common Stock | Nqso (Right to Buy) | Disposition | 2011-08-01 | 20,000 | $0.00 | 20,000 | $50.44 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
2,950 | 2009-04-29 | 2015-04-29 | No | 4 | M | Direct |
20,000 | 2010-04-28 | 2016-04-28 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 2,106 | Indirect | 401(k) Plan |
Footnotes
- These shares are being transferred to the reporting person's Family Trust.
- The price reported is an average price. The prices ranged from $54.97 to $55.05 per share. Full information regarding the number of shares sold at each separate price within the range set forth above is available upon request by the SEC staff, the issuer or a security holder of the issuer.
- These shares include the following Restricted Stock Units (RSUs) granted under the Company's equity plans: 843 RSUs which fully vest on 4/29/2012; 2,850 RSUs which vest in two equal annual installments of 1,425 each commencing 4/28/2012; 4,350 RSUs which vest in three equal annual installments of 1,450 each commencing 4/26/2012; 20,000 RSUs which fully vest on 10/28/2013; and 7,500 RSUs which vest in two equal installments of 2,475 each on 4/25/2013 and 4/25/2014 and one installment of 2,550 on 4/25/2015. Vested RSUs will be paid in shares of the Company's common stock on a one-to-one basis.
- These shares include 1,306 shares of common stock acquired under the Company's Employee Stock Purchase Plan (ESPP). 450 shares were acquired under the Company's ESPP on June 15, 2011. The additional 856 shares of common stock under the ESPP had previously been reported and incorrectly attributed to the reporting person's Family Trust.
- These are shares acquired under the Company's 401(k) Plan and represent interests in the Company's stock fund as of this filing.