Filing Details

Accession Number:
0001016281-24-000028
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-02-23 21:18:13
Reporting Period:
2024-02-21
Accepted Time:
2024-02-23 21:18:13
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1016281 Carriage Services Inc CSV Services-Personal Services (7200) 760423828
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1806645 Peggy Schappaugh 3040 Post Oak
Ste. 300
Houston TX 77056
Vp Of Operations & Acquistions No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2024-02-21 9,960 $24.48 37,575 No 4 A Direct
Common Stock Disposition 2024-02-22 714 $25.58 36,861 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Options Acquisiton 2024-02-21 23,580 $0.00 23,580 $24.48
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
23,580 2034-02-21 No 4 A Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Options $32.69 2033-02-22 13,500 13,500 Direct
Common Stock Stock Options $49.48 2032-02-23 25,000 25,000 Direct
Common Stock Performance Award $0.00 2024-12-31 45,255 45,255 Direct
Common Stock Stock Options $34.79 2031-02-17 50,000 50,000 Direct
Common Stock Stock Options $26.54 2027-03-21 3,700 3,700 Direct
Common Stock Stock Options $20.06 2026-02-23 1,800 1,800 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2033-02-22 13,500 13,500 Direct
2032-02-23 25,000 25,000 Direct
2024-12-31 45,255 45,255 Direct
2031-02-17 50,000 50,000 Direct
2027-03-21 3,700 3,700 Direct
2026-02-23 1,800 1,800 Direct
Footnotes
  1. Restricted Stock grant pursuant to the Carriage Services, Inc. 2017 Omnibus Incentive Plan which will vest in equal increments each year over three years beginning 2/21/2025.
  2. Represents shares withheld on February 22, 2024 to cover taxes associated with the vesting of shares of restricted stock granted on February 22, 2023.
  3. Stock Options granted on 2/21/2024 pursuant to the Carriage Services, Inc. 2017 Omnibus Incentive Plan which will vest in equal increments each year over three years beginning 2/21/2025.
  4. Stock Options granted on 2/22/2023 pursuant to the Carriage Services, Inc. 2017 Omnibus Incentive Plan which will vest in equal increments each year over three years beginning 2/22/2024.
  5. Stock Options granted on 2/23/2022 pursuant to the Carriage Services, Inc. 2017 Omnibus Incentive Plan which will vest in equal increments each year over seven years beginning 2/23/2023.
  6. Represents maximum number of performance awards, payable in shares on December 31, 2024 granted under the Carriage Services, Inc. 2017 Omnibus Incentive Plan. The award will vest (if at all) on December 31, 2024 provided that the Company's common stock reaches one of five pre-determined targets for a sustained period beginning on the grant date and ending on December 31, 2024.
  7. Stock Options granted on 2/17/2021 pursuant to the Carriage Services, Inc. 2017 Omnibus Incentive Plan which will vest in equal increments each year over five years beginning 2/17/2022.
  8. Stock Options granted on 3/21/2017 pursuant to the Carriage Services, Inc. Second Amended and Restated 2006 Long-Term Incentive Plan which vested in equal increments each year over five years beginning 3/21/2018.
  9. Stock Options granted on 2/23/2016 pursuant to the Carriage Services, Inc. Second Amended and Restated 2006 Long-Term Incentive Plan which vested in equal increments each year over five years beginning 2/23/2017.