Filing Details
- Accession Number:
- 0000950170-24-019605
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-02-23 19:50:58
- Reporting Period:
- 2024-02-21
- Accepted Time:
- 2024-02-23 19:50:58
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1596967 | Moelis & Co | MC | Investment Advice (6282) | 464500216 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1618434 | Eric Cantor | C/O Moelis &Amp; Company 399 Park Ave, 5Th Floor New York NY 10022 | Vice Chairman, Md | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2024-02-21 | 40,618 | $0.00 | 213,723 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2024-02-21 | 3 | $52.60 | 213,720 | No | 4 | F | Direct | |
Class A Common Stock | Disposition | 2024-02-21 | 17,857 | $52.60 | 195,863 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | 2018 Incentive Restricted Stock Units | Disposition | 2024-02-21 | 11,008 | $0.00 | 11,008 | $0.00 |
Class A Common Stock | 2019 Incentive Restricted Stock Units | Disposition | 2024-02-21 | 9,913 | $0.00 | 9,913 | $0.00 |
Class A Common Stock | 2020 Incentive Restricted Stock Units | Disposition | 2024-02-21 | 6,839 | $0.00 | 6,839 | $0.00 |
Class A Common Stock | 2021 Incentive Restricted Stock Units | Disposition | 2024-02-21 | 6,449 | $0.00 | 6,449 | $0.00 |
Class A Common Stock | 2022 Incentive Restricted Stock Units | Disposition | 2024-02-21 | 6,409 | $0.00 | 6,409 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | M | Direct | ||
9,914 | No | 4 | M | Direct | ||
13,679 | No | 4 | M | Direct | ||
19,347 | No | 4 | M | Direct | ||
32,351 | No | 4 | M | Direct |
Footnotes
- Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs).
- Class A Common Stock sold by Mr. Cantor in order to raise proceeds to satisfy tax obligations triggered by delivery of the Class A Common Stock upon settlement of the RSUs.
- The RSUs were settled for Class A common stock on February 21, 2024.