Filing Details
- Accession Number:
- 0000073124-24-000061
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-02-23 16:49:35
- Reporting Period:
- 2024-02-21
- Accepted Time:
- 2024-02-23 16:49:35
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 73124 | Northern Trust Corp | NTRS | State Commercial Banks (6022) | 362723087 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1214324 | L Steven Fradkin | 50 South La Salle St Chicago IL 60603 | President/Wealth Management | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2024-02-21 | 11,731 | $0.00 | 55,707 | No | 4 | A | Direct | |
| Common Stock | Acquisiton | 2024-02-22 | 30,392 | $58.25 | 86,099 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2024-02-22 | 30,392 | $80.11 | 55,707 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right-to-buy) | Disposition | 2024-02-22 | 30,392 | $0.00 | 30,392 | $58.25 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 4,097 | 2026-02-16 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 139,200 | Indirect | By Trust |
| Common Stock | 52,347 | Indirect | Gift Trust |
| Common Stock | 13,725 | Indirect | 2022 GRAT |
| Common Stock | 1,762 | Indirect | Spouse as trustee for Daughter |
| Common Stock | 1,762 | Indirect | Spouse as trustee for Son |
| Common Stock | 11,833 | Indirect | 401(k) as of 12-31-2023 |
Footnotes
- Includes 55,707 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
- Price reflects the weighted average sales price from $80.00 to $80.42. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request.
- The reporting person's spouse is trustee of this trust.
- This option became exercisable in four equal annual installments beginning on February 16, 2017.
Billionaire Hedge Funds
