Filing Details
- Accession Number:
- 0001052918-11-000339
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-08-02 17:19:23
- Reporting Period:
- 2011-07-29
- Filing Date:
- 2011-08-02
- Accepted Time:
- 2011-08-02 17:19:23
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
59860 | Goldrich Mining Co | GRMC | Metal Mining (1000) | 910742812 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1384637 | Forza Capital Management, L.l.c. | 2754 Nw Crossing Drive Suite 205 Bend OR 97701 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-07-29 | 926,468 | $0.21 | 7,008,400 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Class I Warrants | Acquisiton | 2011-07-29 | 463,234 | $0.00 | 463,234 | $0.40 |
Common Stock | Class J Warrant | Acquisiton | 2011-07-29 | 463,234 | $0.00 | 463,234 | $0.30 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
563,252 | 2011-07-29 | 2016-07-29 | No | 4 | P | Direct |
1,026,486 | 2011-07-29 | 2016-07-29 | No | 4 | P | Direct |
Footnotes
- Mr. Atkinson owns 320,833 shares directly. Forza captial holds 5,754,916 shares of Common Stock indirectly through the account of Forza Partners, of which Forza Capital is the general partner. Forza Capital receives an allocation of net profits and an asset-based fee from, and owns a partnership interest in, Forza Partners. Mr. Atkinson reports the shares of Common Stock held indirectly by Forza capital because, as the managing member of Forza Capital at the time of purchase, he controlled the disposition and voting of the securities.
- Forza Capital holds 1,253,484 shares of Common Stock indirectly through the account of Forza Partner II, of which Forza Capital is the general partner. Forza Capital receives an allocation of net profits and an asset-based fee from, and owns a partnership interest in, Forza Partners II. Mr Atkinson reports the shares of Common Stock held indirectly by Forza Capital because, as the managing member of Forza Capital at the time of purchase, he controlled the disposition and voting of the securities.
- The filing of this Form 4 shall not be contrued as an admission that Forza Capital Management, L. L. C. ("Forza Capital"), Forza Partners, L.P. ("Forza Partners"), Forza Partners II, L. P. ("Forza Partners II"), or David Atkinson is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, the beneficial owner of any shares of common stock, or warrants convertible to shares of common stock, of Goldrich Mining Company (the "Issuer")("Common Stock") held by Forza Partners or Forza Partners II. Pursuant to Rule 16a-1, Forza Capital, Forza Partners, Forza Partners II and David Atkinson disclaim such beneficial ownership beyond their pecuniary interest.