Filing Details
- Accession Number:
- 0001127602-24-006313
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-02-22 16:33:38
- Reporting Period:
- 2024-02-20
- Accepted Time:
- 2024-02-22 16:33:38
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1535929 | Voya Financial Inc. | VOYA | Life Insurance (6311) | 521222820 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1947110 | Trevor Ogle | 230 Park Avenue New York NY 10169 | See Remarks | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2024-02-20 | 7,814 | $0.00 | 9,536 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2024-02-20 | 5,458 | $0.00 | 14,994 | No | 4 | M | Direct | |
Common Stock | Disposition | 2024-02-20 | 4,837 | $70.14 | 10,157 | No | 4 | F | Direct | |
Common Stock | Disposition | 2024-02-21 | 6,317 | $69.35 | 3,840 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | Disposition | 2024-02-20 | 7,814 | $0.00 | 7,814 | $0.00 |
Common Stock | Performance Stock Unit | Disposition | 2024-02-20 | 5,458 | $0.00 | 5,458 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
11,779 | No | 4 | M | Direct | ||
35,041 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 5,778 | Indirect | By 401(k) Plan |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Performance-Based Stock Options | $0.00 | 12,500 | 12,500 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
12,500 | 12,500 | Direct |
Footnotes
- Includes automatic semi-monthly contributions to the reporting person's 401(k).
- Delivery of the shares of the Company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation.
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 9, 2022.
- The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.
- The performance stock units were awarded as compensation and convert to common stock based on the achievement of certain performance factors.
- The options vest based on conditions set forth in their respective agreements.