Filing Details
- Accession Number:
- 0001758730-24-000041
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-02-22 16:08:46
- Reporting Period:
- 2024-02-20
- Accepted Time:
- 2024-02-22 16:08:46
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1758730 | Tradeweb Markets Inc. | TW | Security & Commodity Brokers, Dealers, Exchanges & Services (6200) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1771187 | Enrico Bruni | Tradeweb Markets Inc. 1177 Avenue Of The Americas New York NY 10036 | Managing Director, Europe/Asia | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2024-02-20 | 50,000 | $20.59 | 135,021 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2024-02-20 | 28,855 | $101.90 | 106,166 | No | 4 | F | Direct | |
| Class A Common Stock | Disposition | 2024-02-20 | 21,145 | $102.21 | 85,021 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Stock Option (Right to Buy) | Disposition | 2024-02-20 | 50,000 | $0.00 | 50,000 | $20.59 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 117,174 | 2028-10-26 | No | 4 | M | Direct |
Footnotes
- This amount includes (i) 3,146 unvested restricted stock units ("RSUs ") in respect of the issuer's Class A Common Stock ("Class A Common Stock") which are scheduled to vest on March 15, 2024, (ii) 7,364 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on March 15, 2024 and March 15, 2025, (iii) 14,271 unvested RSUs in respect of Class A Common Stock that are scheduled to vest on January 1, 2025 and (iv) 17,819 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on March 15, 2024, March 15, 2025 and March 15, 2026, in each case subject to the reporting person's continued employment through the applicable vesting date.
- Represents shares withheld by the issuer in an amount equal to the cost of the options plus tax withholding obligation associated with the exercise of options in respect of the Class A Common Stock held by the reporting person.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $101.90 to $102.66, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- The option is fully vested and exercisable as of the date hereof.
Billionaire Hedge Funds
