Filing Details

Accession Number:
0001482480-24-000004
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-02-21 11:25:54
Reporting Period:
2024-02-21
Accepted Time:
2024-02-21 11:25:54
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1490906 Capitol Federal Financial Inc. CFFN () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1482480 C Rick Jackson C/O Capitol Federal Financial, Inc.
700 South Kansas Avenue
Topeka KS 66603
Executive Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Cffn Common Stock Acquisiton 2024-02-21 1,217 $5.86 169,655 No 4 P Direct
Cffn Common Stock Acquisiton 2024-02-21 1,773 $5.86 171,428 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Cffn Common Stock 20,498 Indirect ESOP
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Cffn Common Stock CFFN Phantom Stock 2021 $11.33 2024-12-31 2024-12-31 5,435 5,435 Direct
Cffn Common Stock CFFN Phantom Stock 2022 $8.65 2025-12-31 2025-12-31 9,147 9,147 Direct
Cffn Common Stock CFFN Non-qualified Stock Option $14.43 2025-01-26 55,910 55,910 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2024-12-31 5,435 5,435 Direct
2025-12-31 9,147 9,147 Direct
2025-01-26 55,910 55,910 Direct
Footnotes
  1. The phantom stock units were acquired under the Issuers Deferred Incentive Bonus Plan and are settled in cash three years from the date of acquisition.
  2. All options are vested and exercisable