Filing Details
- Accession Number:
- 0001415889-24-004499
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-02-20 19:46:54
- Reporting Period:
- 2024-02-16
- Accepted Time:
- 2024-02-20 19:46:54
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1422930 | Pubmatic Inc. | PUBM | Services-Computer Programming, Data Processing, Etc. (7370) | 205863224 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1974892 | Paulina Klimenko | C/O Pubmatic, Inc. 601 Marshall Street Redwood City CA 94063 | Chief Growth Officer | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2024-02-16 | 2,083 | $0.00 | 2,083 | No | 4 | C | Direct | |
Class A Common Stock | Disposition | 2024-02-16 | 2,083 | $17.00 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Stock Option (Right to buy Class B Common Stock) | Disposition | 2024-02-16 | 2,083 | $0.00 | 2,083 | $2.16 |
Class A Common Stock | Class B Common Stock | Acquisiton | 2024-02-16 | 2,083 | $0.00 | 2,083 | $0.00 |
Class A Common Stock | Class B Common Stock | Disposition | 2024-02-16 | 2,083 | $0.00 | 2,083 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
24,275 | 2030-07-28 | No | 4 | M | Direct | |
2,083 | No | 4 | M | Direct | ||
0 | No | 4 | C | Direct |
Footnotes
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 11, 2023.
- The options are fully vested.
- Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers.