Home > Insider Trading > Filing (0000950170-24-017398)

Filing Details

Accession Number:: 0000950170-24-017398
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2024-02-20 19:30:15
Reporting Period:: 2024-02-15

Accepted Time:: 2024-02-20 19:30:15
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1664703	Bloom Energy Corp	BE	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1591851	Marie Shawn Soderberg	4353 North First Street San Jose CA 95134	Evp, Gc & Secretary	No	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Class A Common Stock	Acquisiton	2024-02-15	1,850	$0.00	84,034	No	4	A	Direct
Class A Common Stock	Acquisiton	2024-02-15	3,032	$0.00	87,066	No	4	M	Direct
Class A Common Stock	Disposition	2024-02-16	6,872	$9.32	80,194	No	4	S	Direct
Class A Common Stock	Disposition	2024-02-16	6,248	$9.36	73,946	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	A	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	Restricted Stock Units	Disposition	2024-02-15	3,032	$0.00	3,032	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0			No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class A Common Stock	396,731	Indirect	By trust

Footnotes

On July 11, 2023, the Reporting Person was granted a PSU award for a target number of 7,400 shares of Class A common stock, subject to the achievement of certain financial performance criteria during the performance period. The Reporting Person partially met the performance criteria as determined by the Compensation Committee on February 13, 2024, which resulted in a payout of 25% of the target. The PSUs fully vested at 25% of the target on February 15, 2024.
Includes an aggregate of 1,293 shares acquired by the Reporting Person under the Issuer's 2018 Employee Stock Purchase Plan on February 14, 2024.
Sale of shares to cover tax withholding obligation incurred upon settlement of restricted stock units ("RSUs") and performance stock units ("PSUs") effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 24, 2023.
The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $9.20 to $9.60. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
Sale of shares to cover tax withholding obligation incurred upon settlement of RSUs and PSUs.
The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $9.21 to $9.45. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
Held by The Shawn M. Soderberg 2005 Trust, of which the Reporting Person is the trustee.
Each RSU represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement.
The RSUs vest over three years, with a third of the RSUs vesting on the one-year anniversary of the vesting commencement date, which is February 15, 2021, and the remaining shares vesting in equal quarterly installments over the next two years, subject to Reporting Person remaining a service provider on each applicable vesting date.