Filing Details
- Accession Number:
- 0001415889-24-004433
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-02-20 17:29:39
- Reporting Period:
- 2024-01-18
- Accepted Time:
- 2024-02-20 17:29:39
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1825079 | Velo3D Inc. | VLD | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1739205 | Allen Bradley Kreger | C/O Velo3D, Inc. 2710 Lakeview Ct Fremont CA 94538 | Interim Ceo | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2024-01-18 | 31,446 | $0.00 | 70,337 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2024-01-18 | 13,600 | $0.30 | 56,737 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2024-02-15 | 116,787 | $0.00 | 173,524 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2024-02-15 | 20,794 | $0.00 | 194,318 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2024-02-18 | 31,447 | $0.00 | 225,765 | No | 4 | M | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Unit (RSU) | Disposition | 2024-01-18 | 31,446 | $0.00 | 31,446 | $0.00 |
| Common Stock | Restricted Stock Unit (RSU) | Disposition | 2024-02-15 | 116,787 | $0.00 | 116,787 | $0.00 |
| Common Stock | Restricted Stock Unit (RSU) | Disposition | 2024-02-15 | 20,794 | $0.00 | 20,794 | $0.00 |
| Common Stock | Restricted Stock Unit (RSU) | Disposition | 2024-02-18 | 31,447 | $0.00 | 31,447 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 345,912 | No | 4 | M | Direct | ||
| 350,361 | No | 4 | M | Direct | ||
| 0 | No | 4 | M | Direct | ||
| 314,465 | No | 4 | M | Direct |
Footnotes
- Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.
- The sale of shares is for the sole purpose of covering the Reporting Person's tax liability with respect to the settlement of RSUs.
- The RSUs vest in 12 equal monthly installments over one year, beginning January 18, 2024, subject to the continuing service of the Reporting Person on each vesting date.
- The RSUs vest as to 1/4th of the total grant on February 15, 2024, and thereafter 1/12th of the total grant vest quarterly until such time as the RSUs are 100% vested, subject to the continued service of the Reporting Person on each vesting date.
- The RSUs vest in four equal quarterly installments on May 15, 2023, August 15, 2023, November 15, 2023, and February 15, 2024, subject to the continued service of the Reporting Person on each vesting date.
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