Filing Details
- Accession Number:
- 0000950170-24-016510
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-02-16 17:00:47
- Reporting Period:
- 2024-02-15
- Accepted Time:
- 2024-02-16 17:00:47
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1278021 | Marketaxess Holdings Inc | MKTX | Security Brokers, Dealers & Flotation Companies (6211) | 522230784 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1704380 | M Kevin Mcpherson | C/O Marketaxess Holdings Inc. 55 Hudson Yards, 15Th Floor New York NY 10001 | Chief Revenue Officer | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.003 Per Share | Acquisiton | 2024-02-15 | 3,653 | $0.00 | 72,470 | No | 4 | A | Direct | |
Common Stock, Par Value $0.003 Per Share | Disposition | 2024-02-15 | 378 | $216.21 | 72,092 | No | 4 | F | Direct | |
Common Stock, Par Value $0.003 Per Share | Disposition | 2024-02-16 | 2,000 | $221.26 | 70,092 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Footnotes
- Represents a grant of restricted stock units pursuant to the Company's 2020 Equity Incentive Plan. The restricted stock units shall vest 34% on February 15, 2025, 33% on February 15, 2026, and 33% on February 15, 2027.
- Represents the surrender of shares to the Company to satisfy the reporting owner's tax withholding obligation upon the vesting of restricted stock units previously granted to the reporting owner.
- The transactions were executed in multiple trades at prices ranging from $220.91 to $221.51. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.