Filing Details
- Accession Number:
- 0001225208-10-020375
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-09-03 17:29:33
- Reporting Period:
- 2009-11-04
- Filing Date:
- 2010-09-03
- Accepted Time:
- 2010-09-03 17:29:33
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1178104 | Cardica Inc | CRDC | Surgical & Medical Instruments & Apparatus (3841) | 943287832 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1201717 | Jr H William Younger | 755 Page Mill Road, Suite A-20 Palo Alto CA 94304-1005 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2009-11-04 | 4,200 | $1.19 | 4,200 | No | 4 | P | Indirect | By Grandchild's Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Grandchild's Trust |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 2,333 | Direct | |
Common Stock | 79,840 | Indirect | By Ltd Partnership (YVST) |
Common Stock | 259,303 | Indirect | By Profit Sharing Plan Trust |
Common Stock | 217,375 | Indirect | By Trust (Trustee) |
Footnotes
- Shares held by a trust for the benefit of the reporting person's grandchild, of which the reporting person is a trustee. The reporting person disclaims any beneficial ownership in these shares.
- The reporting person shares pecuniary interest in these shares with other individuals pursuant to a contractual relationship. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in these shares.
- Shares held by a limited partnership of which the reporting person is the trustee of a trust which is the General Partner. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.
- Shares held by SHV Profit Sharing Plan, a retirement trust, for the benefit of the reporting person.
- Shares held by a trust of which the reporting person is the trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in the trust.