Filing Details
- Accession Number:
- 0001225208-10-020375
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-09-03 17:29:33
- Reporting Period:
- 2009-11-04
- Filing Date:
- 2010-09-03
- Accepted Time:
- 2010-09-03 17:29:33
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1178104 | Cardica Inc | CRDC | Surgical & Medical Instruments & Apparatus (3841) | 943287832 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1201717 | Jr H William Younger | 755 Page Mill Road, Suite A-20 Palo Alto CA 94304-1005 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2009-11-04 | 4,200 | $1.19 | 4,200 | No | 4 | P | Indirect | By Grandchild's Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By Grandchild's Trust |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 2,333 | Direct | |
| Common Stock | 79,840 | Indirect | By Ltd Partnership (YVST) |
| Common Stock | 259,303 | Indirect | By Profit Sharing Plan Trust |
| Common Stock | 217,375 | Indirect | By Trust (Trustee) |
Footnotes
- Shares held by a trust for the benefit of the reporting person's grandchild, of which the reporting person is a trustee. The reporting person disclaims any beneficial ownership in these shares.
- The reporting person shares pecuniary interest in these shares with other individuals pursuant to a contractual relationship. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in these shares.
- Shares held by a limited partnership of which the reporting person is the trustee of a trust which is the General Partner. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.
- Shares held by SHV Profit Sharing Plan, a retirement trust, for the benefit of the reporting person.
- Shares held by a trust of which the reporting person is the trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in the trust.
Billionaire Hedge Funds
