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Home > Insider Trading > Filing (0001140361-11-038857)

Filing Details

Accession Number:: 0001140361-11-038857
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2011-08-01 20:37:25
Reporting Period:: 2011-08-01

Filing Date:: 2011-08-01
Accepted Time:: 2011-08-01 20:37:25
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1051627	Axt Inc	AXTI	Semiconductors & Related Devices (3674)	943031310

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1244065	J Leonard Leblanc	4281 Technology Drive Fremont CA 94538		Yes	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2011-08-01	6,000	$1.38	90,799	No	4	M	Direct
Common Stock	Disposition	2011-08-01	5,000	$9.05	85,799	No	4	S	Direct
Common Stock	Disposition	2011-08-01	1,000	$9.16	84,799	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Options (right to buy)	Disposition	2011-08-01	5,000	$9.05	5,000	$1.38
Common Stock	Stock Options (right to buy)	Disposition	2011-08-01	1,000	$9.16	1,000	$1.38

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
5,000	2006-07-21	2013-07-21	No	4	M	Direct
4,000	2006-07-21	2013-07-21	No	4	M	Direct