Filing Details
- Accession Number:
- 0001437749-24-004265
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-02-15 07:00:19
- Reporting Period:
- 2024-02-13
- Accepted Time:
- 2024-02-15 07:00:19
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
925741 | Biocardia Inc. | BCDA;BCDAW | Biological Products, (No Disgnostic Substances) (2836) | 232753988 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1647542 | Peter Altman | C/O Biocardia, Inc. 320 Soquel Way Sunnyvale CA 94085 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2024-02-13 | 108,108 | $0.46 | 555,447 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Warrant (right to buy | Acquisiton | 2024-02-13 | 54,054 | $0.00 | 54,054 | $0.44 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
121,538 | 2024-02-13 | 2026-02-13 | No | 4 | P | Direct |
Footnotes
- On February 13, 2024, the Registrant closed a private placement with certain qualified institutional buyers and institutional accredited investors, as well as the Reporting Person, wherein the Reporting Person received one share of common stock together with one warrant to purchase a share of common stock for each two shares of common stock purchased.