Filing Details
- Accession Number:
- 0001819848-24-000112
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-02-14 20:05:28
- Reporting Period:
- 2024-02-12
- Accepted Time:
- 2024-02-14 20:05:28
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1819848 | Joby Aviation Inc. | JOBY | Aircraft (3721) | 981548118 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1877280 | Joeben Bevirt | C/O Joby Aviation, Inc. 333 Encinal Street Santa Cruz CA 95060 | Ceo And Chief Architect | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2024-02-12 | 1,074 | $0.00 | 596,223 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2024-02-12 | 1,154 | $0.00 | 597,377 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2024-02-12 | 1,770 | $0.00 | 599,147 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2024-02-12 | 6,665 | $0.00 | 605,812 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2024-02-12 | 4,382 | $0.00 | 610,194 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2024-02-14 | 5,757 | $6.03 | 604,437 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units (RSUs) | Acquisiton | 2024-02-12 | 42,458 | $0.00 | 42,458 | $0.00 |
| Common Stock | Restricted Stock Units (RSUs) | Acquisiton | 2024-02-12 | 207,641 | $0.00 | 207,641 | $0.00 |
| Common Stock | Restricted Stock Units (RSUs) | Acquisiton | 2024-02-12 | 207,641 | $0.00 | 207,641 | $0.00 |
| Common Stock | Restricted Stock Units (RSUs) | Disposition | 2024-02-12 | 1,074 | $0.00 | 1,074 | $0.00 |
| Common Stock | Restricted Stock Units (RSUs) | Disposition | 2024-02-12 | 1,154 | $0.00 | 1,154 | $0.00 |
| Common Stock | Restricted Stock Units (RSUs) | Disposition | 2024-02-12 | 1,770 | $0.00 | 1,770 | $0.00 |
| Common Stock | Restricted Stock Units (RSUs) | Disposition | 2024-02-12 | 6,665 | $0.00 | 6,665 | $0.00 |
| Common Stock | Restricted Stock Units (RSUs) | Disposition | 2024-02-12 | 4,382 | $0.00 | 4,382 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 42,458 | No | 4 | A | Direct | ||
| 207,641 | No | 4 | A | Direct | ||
| 207,641 | No | 4 | A | Direct | ||
| 2,147 | No | 4 | M | Direct | ||
| 2,307 | No | 4 | M | Direct | ||
| 3,538 | No | 4 | M | Direct | ||
| 13,330 | No | 4 | M | Direct | ||
| 8,764 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 155,737 | Indirect | By Jennifer Barchas Trust |
| Common Stock | 58,363,787 | Indirect | By Joby Trust |
| Common Stock | 343,557 | Indirect | By JoeBen Bevirt 2021 GRAT Trust |
| Common Stock | 32,824,274 | Indirect | By JoeBen Bevirt 2020 Descendants Trust |
| Common Stock | 189,109 | Indirect | By Spouse |
| Common Stock | 2,717,177 | Indirect | By JoeBen Bevirt 2022 GRAT Trust |
Footnotes
- Represents the aggregate number of shares sold by the Reporting Person to cover taxes due upon the release and settlement of the RSUs, as required by the terms of the RSU award.
- The shares of common stock are held of record by The Jennifer Barchas Trust (the "Barchas Trust"). The spouse of the Reporting Person has voting and dispositive power of the shares held by The Barchas Trust therefore may be deemed to be the beneficial owner of such shares to the extent of her pecuniary interest.
- The shares of common stock are held of record by The Joby Trust. The Reporting Person is the trustee of the Joby Trust and may be deemed to be the beneficial owner of such shares.
- The shares of common stock are held of record by the JoeBen Bevirt 2021 GRAT Trust (the "2021 GRAT Trust"). The Reporting Person has voting and dispositive power of the shares held by the 2021 GRAT Trust therefore may be deemed to be the beneficial owner of such shares to the extent of his pecuniary interest.
- The shares of common stock are held of record by the JoeBen Bevirt 2020 Descendants Trust, dated December 26, 2020 (the "Descendants Trust"). The Reporting Person is the trustee of the Decendants Trust and may be deemed to be the beneficial owner of such shares.
- The shares of common stock are held of record by the spouse of the Reporting Person.
- The shares of common stock are held of record by the JoeBen Bevirt 2022 GRAT Trust (the "2022 GRAT Trust"). The Reporting Person has voting and dispositive power of the shares held by the 2022 GRAT Trust therefore may be deemed to be the beneficial owner of such shares to the extent of his pecuniary interest.
- Represents an award of restricted stock units ("RSUs"). Between 0% and 125% of the award will vest in equal installments on each of on January 14, 2025, February 10, 2025, March 4, 2025 and April 7, 2025, based on the achievement of specified goals under the Joby Aviation, Inc. 2024 Performance Award Program and subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.
- Represents an award of restricted stock units ("RSUs") that vest in 16 equal installments on the quarterly anniversary of January 1, 2024, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.
- Represents an award of restricted stock units ("RSUs"). Between 0% and 125% of the award will vest in three equal annual installments on the anniversary of February 12, 2024, based on the achievement of specified goals under the Joby Aviation, Inc. 2024 Performance Award Program and subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.
- Represents an award of restricted stock units ("RSUs") that vest in equal installments on each of January 16, 2024, February 12, 2024, March 11, 2024 and April 16, 2024, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.
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