Filing Details
- Accession Number:
- 0001213900-24-014212
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-02-14 18:04:44
- Reporting Period:
- 2024-02-12
- Accepted Time:
- 2024-02-14 18:04:44
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1849221 | Perfect Moment Ltd. | PMNT | Apparel & Other Finishd Prods Of Fabrics & Similar Matl (2300) | 861437114 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 2009182 | Jane Gottschalk | 307 Canalot Studios, 222 Kensal Road London X0 W10 5BN | Chief Creative Officer | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2024-02-12 | 2,624,341 | $0.00 | 3,650,957 | No | 4 | C | Indirect | By Spouse indirectly through Fermain Limited |
| Common Stock | Acquisiton | 2024-02-12 | 19,646 | $0.00 | 3,670,603 | No | 4 | C | Indirect | By Spouse indirectly through Joachim Gottschalk & Associates Ltd. |
| Common Stock | Acquisiton | 2024-02-12 | 51,513 | $0.00 | 3,722,116 | No | 4 | C | Indirect | By Spouse indirectly through Joachim Gottschalk & Associates Ltd. |
| Common Stock | Acquisiton | 2024-02-12 | 16,600 | $6.00 | 3,738,716 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2024-02-12 | 16,600 | $6.00 | 3,755,316 | No | 4 | P | Indirect | By Spouse |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Indirect | By Spouse indirectly through Fermain Limited |
| No | 4 | C | Indirect | By Spouse indirectly through Joachim Gottschalk & Associates Ltd. |
| No | 4 | C | Indirect | By Spouse indirectly through Joachim Gottschalk & Associates Ltd. |
| No | 4 | P | Direct | |
| No | 4 | P | Indirect | By Spouse |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Series A Convertible Preferred Stock | Disposition | 2024-02-12 | 2,624,341 | $0.00 | 2,624,341 | $0.00 |
| Common Stock | Series A Convertible Preferred Stock | Disposition | 2024-02-12 | 19,646 | $0.00 | 19,646 | $0.00 |
| Common Stock | 8% Senior Subordinated Secured Convertible Promissory Note | Disposition | 2024-02-12 | 0 | $0.00 | 51,513 | $4.80 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | No | 4 | C | Indirect | ||
| 0 | No | 4 | C | Indirect | ||
| 0 | No | 4 | C | Indirect |
Footnotes
- The Series A Convertible Preferred Stock automatically converted into Perfect Moment Ltd. common stock (the "Common Stock") on a 1-for-1 basis upon the closing of Perfect Moment Ltd.'s initial public offering ("IPO") on February 12, 2024.
- The 8% Senior Subordinated Secured Convertible Promissory Note (the "Note") automatically converted into Common Stock upon the closing of the IPO into a number of shares of Common Stock equal to the quotient obtained by dividing (i) the principal amount, plus accrued and unpaid interest, owing under such Note through February 12, 2024 ($247,264.16) by (ii) $4.80 (80% of the IPO price per share of Common Stock).
- Represents shares of Common Stock purchased in the IPO.
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