Filing Details

Accession Number:
0001127602-24-005076
Form Type:
5
Zero Holdings:
No
Publication Time:
2024-02-14 17:27:24
Reporting Period:
2023-12-31
Accepted Time:
2024-02-14 17:27:24
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1053352 Heritage Commerce Corp HTBK State Commercial Banks (6022) 770469558
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1421913 Philip Jason Dinapoli 224 Airport Parkway
San Jose CA 95110
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, No Par Value Acquisiton 2018-05-25 129 $17.10 26,877 No 4 P Direct
Common Stock, No Par Value Acquisiton 2018-08-27 138 $16.02 27,015 No 4 P Direct
Common Stock, No Par Value Acquisiton 2018-11-21 155 $14.37 27,170 No 4 P Direct
Common Stock, No Par Value Acquisiton 2019-02-22 172 $14.21 27,342 No 4 P Direct
Common Stock, No Par Value Acquisiton 2019-05-24 202 $12.21 27,545 No 4 P Direct
Common Stock, No Par Value Acquisiton 2019-08-23 215 $11.61 27,760 No 4 P Direct
Common Stock, No Par Value Acquisiton 2019-11-20 204 $12.38 27,963 No 4 P Direct
Common Stock, No Par Value Acquisiton 2020-02-20 236 $11.69 28,199 No 4 P Direct
Common Stock, No Par Value Acquisiton 2020-05-22 361 $7.72 28,561 No 4 P Direct
Common Stock, No Par Value Acquisiton 2020-08-21 412 $6.88 28,973 No 4 P Direct
Common Stock, No Par Value Acquisiton 2020-11-23 335 $8.62 29,308 No 4 P Direct
Common Stock, No Par Value Acquisiton 2021-03-01 299 $9.81 29,607 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, No Par Value 342,437 Indirect By Partnership
Common Stock, No Par Value 14,679 Indirect By Daughter
Footnotes
  1. Includes shares acquired through dividend reinvestment transactions from 2018 to 2021.
  2. Share amount updated to reflect change in form of beneficial ownership between directly owned shares and shares held by partnership.
  3. Share amount updated to reflect change in form of beneficial ownership, of a previously reported transaction, between a daughter who lives in the reporting person's household and a daughter who does not live in the reporting person's household.