Filing Details
- Accession Number:
- 0001999371-24-002333
- Form Type:
- 5
- Zero Holdings:
- No
- Publication Time:
- 2024-02-14 16:35:18
- Reporting Period:
- 2023-12-31
- Accepted Time:
- 2024-02-14 16:35:18
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1599298 | Summit Therapeutics Inc. | SMMT | Pharmaceutical Preparations (2834) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1963544 | Yu Xia | C/O Summit Therapeutics Inc. 601 Brickell Key Drive, Suite 1000 Miami FL 33131 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2023-03-07 | 21,523,530 | $1.05 | 21,523,530 | No | 4 | P | Indirect | Akeso, Inc. |
Common Stock | Acquisiton | 2023-01-17 | 10,000,000 | $2.51 | 10,000,000 | No | 4 | P | Indirect | Akeso, Inc. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | Akeso, Inc. |
No | 4 | P | Indirect | Akeso, Inc. |
Footnotes
- 21,523,530 shares of the Issuer's Common Stock were acquired on March 7, 2023 through a rights offering.
- 10,000,000 shares of the Issuer's Common Stock were issued on January 17, 2023 in connection with the Collaboration and License Agreement with Akeso, Inc.("Akeso") pursuant to which the Issuer issued Akeso such shares.
- Akeso is the direct beneficial owner of the shares of the Issuer's Common Stock. Dr. Xia is a stockholder and exercises the right to vote approximately 28.9% of Akeso's ordinary shares, and serves as chairwoman, president and chief executive officer of Akeso. Dr. Xia disclaims beneficial ownership of the shares of Issuer's Common Stock beneficially owned by Akeso, except to the extent of her pecuniary interest.