Filing Details
- Accession Number:
- 0001181431-11-043202
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-08-01 17:11:57
- Reporting Period:
- 2011-07-28
- Filing Date:
- 2011-08-01
- Accepted Time:
- 2011-08-01 17:11:57
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1029744 | Sonic Foundry Inc | SOFO | Radio & Tv Broadcasting & Communications Equipment (3663) | 391783372 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1182095 | Rimas Buinevicius | Sonic Foundry, Inc. 222 W. Washington Avenue/Suite 775 Madison WI 53703 | Chairman & Strategy Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-07-28 | 1,500 | $11.20 | 135,740 | No | 4 | A | Direct | |
| Common Stock | Disposition | 2011-07-28 | 1,500 | $13.00 | 134,240 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-07-29 | 2,150 | $11.20 | 136,390 | No | 4 | A | Direct | |
| Common Stock | Disposition | 2011-07-29 | 2,150 | $13.01 | 134,240 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-08-01 | 80 | $11.20 | 134,320 | No | 4 | A | Direct | |
| Common Stock | Disposition | 2011-08-01 | 80 | $13.00 | 134,240 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | S | Direct | |
| No | 4 | A | Direct | |
| No | 4 | S | Direct | |
| No | 4 | A | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option | Disposition | 2011-07-28 | 1,500 | $0.00 | 1,500 | $11.20 |
| Common Stock | Employee Stock Option | Disposition | 2011-07-29 | 2,150 | $0.00 | 2,150 | $11.20 |
| Common Stock | Employee Stock Option | Disposition | 2011-08-01 | 80 | $0.00 | 80 | $11.20 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 50,500 | 2002-10-25 | 2011-10-25 | No | 4 | D | Direct |
| 48,350 | 2002-10-25 | 2011-10-25 | No | 4 | D | Direct |
| 48,270 | 2002-10-25 | 2011-10-25 | No | 4 | D | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 15,205 | Indirect | By Cleopatra Buinevicius for which Mr. Buinevicius has POA |
| Common Stock | 800 | Indirect | By Erik Buinevicius for which Mr. Buinevicius has POA |
Footnotes
- N/A
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