Filing Details
- Accession Number:
- 0001628280-24-004457
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-02-13 16:01:40
- Reporting Period:
- 2024-02-09
- Accepted Time:
- 2024-02-13 16:01:40
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1539638 | Triumph Financial Inc. | TFIN | State Commercial Banks (6022) | 200477066 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1621766 | D Adam Nelson | 12700 Park Central Drive Suite 1700 Dallas TX 75251 | Evp And General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2024-02-09 | 500 | $25.80 | 31,550 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2024-02-09 | 500 | $80.00 | 31,050 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2024-02-12 | 4,523 | $25.80 | 35,573 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2024-02-12 | 4,523 | $80.32 | 31,050 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Options | Disposition | 2024-02-09 | 500 | $25.80 | 500 | $25.80 |
| Common Stock | Employee Stock Options | Disposition | 2024-02-12 | 4,523 | $25.80 | 4,523 | $25.80 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 4,523 | 2027-04-01 | No | 4 | M | Direct | |
| 0 | 2027-04-01 | No | 4 | M | Direct |
Footnotes
- The reported price in Column 4 represents the weighted average price per share. Reporting person shall provide upon request by the Commission staff, the Issuer, or a Security Holder of the Issuer, full information regarding the number of shares purchased at each separate price.
- Consists of (i) 28,080 shares beneficially owned by reporting person, and (ii) 2,970 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements.
- Represents non-qualified stock options of Issuer granted to reporting person under Issuer's 2014 Omnibus Incentive Plan.
- Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant.
Billionaire Hedge Funds
